Form 4: STEM Inc. COO Michael Carlson Reports Stock Transactions
SEC Form 4 Filing
Chief Operating Officer of STEM, Inc., Michael James Carlson, reports the acquisition and disposition of common stock and restricted stock units.
Summary
- Michael James Carlson, the Chief Operating Officer of STEM, Inc., filed a Form 4 detailing changes in beneficial ownership.
- On March 11, 2025, Carlson acquired 70,834 shares of common stock through the vesting of Restricted Stock Units (RSUs).
- Also on March 11, 2025, Carlson disposed of 70,834 shares to cover tax liabilities associated with the RSU settlement.
- On March 12, 2025, Carlson sold 27,739 shares of common stock at a price of $0.404 per share.
- Following these transactions, Carlson directly owns 204,140 shares of common stock.
- Carlson also holds 455,686 derivative securities in the form of Restricted Stock Units.
Sentiment
Score: 5
Explanation: The document is a standard SEC Form 4 filing, indicating routine stock transactions by a company executive. It doesn't inherently convey positive or negative sentiment.
Key Dates
| Date | Description |
|---|---|
| May 28, 2024 | Reporting person was granted 212,500 RSUs vesting in three annual installments beginning March 2025. |
| 03/11/2025 | Acquisition of 70,834 shares of common stock via RSU vesting and disposal of 70,834 shares to cover tax liability. |
| 03/12/2025 | Sale of 27,739 shares of common stock at $0.404 per share. |
| 03/17/2025 | Date of signature for the Form 4 filing. |
Keywords
Form 4, Beneficial Ownership, STEM Inc., Michael Carlson, Stock Transactions, RSUs, Common Stock
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