Form 4: Stanley Black & Decker Director Susan K. Carter Increases Holdings Through Share and Deferred Share Acquisitions

Susan K. Carter, a Director at Stanley Black & Decker, Inc. (SWK), has increased her beneficial ownership through the acquisition of common stock and deferred shares, primarily via dividend reinvestments and fee deferrals.

Summary

• Susan K. Carter, a Director of Stanley Black & Decker, Inc. (SWK), acquired additional securities on June 17, 2025.
• She acquired 69.0318 shares of common stock at a price of $64.85 per share. This acquisition represents dividend equivalents credited under the 2020 Restricted Stock Unit Deferral Plan for Non-Employee Directors.
• Additionally, Ms. Carter acquired 558.9822 deferred shares, which entitle the holder to receive one share of common stock upon settlement, at an implied price of $64.85 per share. These deferred shares resulted from the deferral of quarterly director fees under the Stanley Black & Decker Deferred Compensation Plan for Non-Employee Directors.
• An additional 28.1623 deferred shares were acquired through the reinvestment of dividends paid on existing deferred shares, also at an implied price of $64.85 per share.
• Following these transactions, Ms. Carter directly beneficially owns 5,570.4399 shares of common stock.
• Her beneficial ownership of deferred shares increased to 2,788.1971 deferred shares from fee deferrals and 2,816.3594 deferred shares from dividend reinvestment on deferred shares.

Sentiment

Score: 7

Explanation: The acquisition of additional shares by a director, even through compensation mechanisms like dividend reinvestment and fee deferral, generally indicates confidence in the company's future performance and aligns management interests with shareholders. This is a positive signal, though not a direct cash purchase.

Positives

• A director increasing their stake in the company, even through non-cash means like dividend reinvestment and fee deferral, generally signals confidence in the company's future performance.
• The acquisition of additional common stock and deferred shares by Director Susan K. Carter indicates alignment of management interests with shareholder interests.

Future Outlook

The filing does not contain explicit forward-looking statements or guidance, but the director's increased holdings may implicitly signal confidence in the company's future.

Industry Context

This Form 4 filing reflects an individual director's compensation and investment decisions within Stanley Black & Decker, Inc. and does not directly provide broader industry trends or competitive analysis. However, insider buying, even through compensation plans, can be viewed as a positive signal within the broader market context.

Related Party Transactions

• The reported transactions involve a director acquiring company securities through compensation plans, which are considered related party transactions.

Stakeholder Impact

• Shareholders may view the director's increased holdings as a positive sign of confidence in the company's long-term value.
• Employees are not directly impacted by this specific filing, but general confidence from leadership can indirectly affect morale.

Next Steps

• Deferred shares acquired through the Deferred Compensation Plan will be settled in one lump sum payment of common stock on the first business day of the calendar year immediately following the date on which the reporting person ceases to be a member of the Board of Directors.

Key Dates

Recommendation

Keywords

Stanley Black & Decker, SWK, SEC Form 4, Insider Transaction, Director Holdings, Common Stock, Deferred Shares, Dividend Reinvestment, Executive Compensation, Beneficial Ownership