4/A: SRH Total Return Fund Director Thomas Moore Amends Form 4 Filing to Clarify Stock Purchase Price
SEC Form 4/A
Thomas Moore, a director of SRH Total Return Fund, Inc., amended a previous Form 4 filing to correct the reported stock purchase price.
Summary
- Thomas Moore, a director of SRH Total Return Fund, Inc., filed an amended Form 4 on May 8, 2024, to revise a previous filing from May 7, 2024.
- The amendment corrects the 'Price' column in Table I to reflect the price per share ($14.48) rather than the aggregate dollar amount for the transaction.
- The original transaction involved the purchase of 1,426 shares of Common Stock at $14.48 per share.
- Following the transaction, Mr. Moore beneficially owns 2,960 shares.
Sentiment
Score: 7
Explanation: The document is a routine amendment to a regulatory filing, indicating a neutral sentiment. The correction of the price per share is a positive step towards transparency.
Industry Context
Form 4 filings are standard practice for reporting changes in beneficial ownership by company insiders, ensuring transparency and compliance with SEC regulations.
Stakeholder Impact
- The amendment ensures accurate information is available to shareholders regarding insider transactions.
Key Dates
| Date | Description |
|---|---|
| 05/07/2024 | Date of original transaction and initial Form 4 filing. |
| 05/07/2024 | Date of earliest transaction. |
| 05/08/2024 | Date of amended Form 4 filing. |
Disclaimer:The information provided here is for general informational purposes only and does not constitute financial advice, recommendation, or endorsement of any kind. It may contain errors or omissions. You should not rely on this information to make financial decisions. Always seek the advice of a qualified financial professional before making any investment or financial decisions. Use of this information is at your own risk.