4/A: Sprinklr Director Thomas Ragy Amends SEC Filing After Stock Conversion and Sale
SEC Form 4/A Amendment
Director Thomas Ragy amended a previous SEC filing to correct the number of shares converted, sold, and beneficially owned following a transaction involving Class A and Class B common stock of Sprinklr, Inc.
Summary
- Thomas Ragy, a director at Sprinklr, Inc., filed an amendment to a previous Form 4 filing with the SEC.
- The amendment corrects the number of shares converted, sold, and beneficially owned following a transaction on October 29, 2024.
- Ragy converted 1,508 shares of Class B Common Stock into Class A Common Stock.
- He also sold 1,508 shares of Class A Common Stock at a weighted average price of $7.49 to cover tax withholding obligations.
- Following these transactions, Ragy directly owns 1,047,719 shares of Class A Common Stock.
- Ragy also directly owns 29,356,081 shares of Class B Common Stock.
Sentiment
Score: 5
Explanation: The document is a standard SEC filing related to insider transactions. It doesn't inherently convey positive or negative sentiment, but rather provides factual information.
Industry Context
This filing is a routine disclosure related to insider transactions and is common for publicly traded companies. It provides transparency into the trading activities of company insiders.
Stakeholder Impact
- The transaction has a minor impact on shareholders as it involves a small number of shares relative to the total outstanding shares.
Key Dates
| Date | Description |
|---|---|
| 10/29/2024 | Date of stock conversion and sale transaction. |
| 10/30/2024 | Date of original Form 4 filing. |
| 04/21/2025 | Date of signature on the amended filing. |
Keywords
Sprinklr, CXM, SEC Filing, Form 4/A, Beneficial Ownership, Thomas Ragy, Class A Common Stock, Class B Common Stock, Stock Conversion, Stock Sale, Director
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