Form 4: Spectral AI CFO Vincent Capone Reports Stock Transactions

Vincent Capone, CFO and General Counsel of Spectral AI, Inc., reports the acquisition and disposal of company stock and derivative securities.

Summary

• On May 10, 2024, Vincent Capone, CFO and General Counsel of Spectral AI, Inc., reported transactions involving the company's stock.
• Capone acquired 10,000 shares of common stock at a weighted average price of $1.73.
• Capone also disposed of 19,700 shares.
• Following these transactions, Capone directly owns 19,700 shares of common stock.
• Capone also holds various Incentive Stock Options (ISO), Non-Qualified Stock Options (NQSO), and Restricted Stock Units (RSU) with different vesting schedules and exercise prices.

Sentiment

Score: 5

Explanation: This is a neutral report of stock transactions. The acquisition and disposal of shares could be interpreted in various ways, but without additional context, it's difficult to assign a strong positive or negative sentiment.

Industry Context

This Form 4 filing is a routine disclosure required by the SEC for corporate insiders, providing transparency into their trading activities. It allows investors to monitor the actions of key executives and their confidence in the company's prospects.

Comparison to Industry Standards

• Form 4 filings are standard practice for publicly traded companies and their executives.
• The details provided are consistent with SEC requirements for disclosing insider transactions.
• The vesting schedules and option pricing are typical for executive compensation packages in similar companies.

Stakeholder Impact

• The transactions may influence investor perception of the company.
• The vesting schedules of stock options and RSUs impact executive compensation and incentives.

Key Dates