Form 4: Spectral AI CFO Vincent Capone Reports Acquisition of 100,000 Shares of Common Stock
SEC Form 4 Filing
CFO and General Counsel of Spectral AI, Vincent S. Capone, reports the acquisition of 100,000 shares of common stock on April 30, 2025.
Summary
- Vincent S. Capone, CFO and General Counsel of Spectral AI, Inc., filed a Form 4 on April 30, 2025.
- The report details the acquisition of 100,000 shares of common stock through restricted stock units (RSUs) at a price of $0.00.
- Following the transaction, Capone directly owns 119,700 shares of Spectral AI, Inc.
- The report also details derivative securities owned by Capone, including incentive stock options (ISOs) and non-qualified stock options (NQSOs) with varying exercise prices and vesting schedules.
Sentiment
Score: 6
Explanation: The sentiment is neutral to slightly positive. The acquisition of shares by the CFO suggests confidence, but it's a routine filing and doesn't provide strong positive or negative signals.
Positives
- The acquisition of 100,000 shares by a key executive could be seen as a positive signal, indicating confidence in the company's future.
- The vesting schedules of the stock options provide long-term incentives for the CFO to contribute to the company's success.
Industry Context
Form 4 filings are a routine part of corporate governance, providing transparency into the transactions of company insiders. Investors often monitor these filings to gauge executive sentiment and potential future stock performance.
Stakeholder Impact
- The acquisition of shares by the CFO could have a slightly positive impact on shareholder sentiment.
Key Dates
| Date | Description |
|---|---|
| 05/06/2023 | 33% of stock options with exercise price $4.36 vested |
| 05/06/2024 | 33% of stock options with exercise price $4.36 vested |
| 04/13/2024 | 33% of stock options with exercise price $4.41 vested |
| 06/29/2024 | 33% of stock options with exercise price $5.47 vested |
| 04/01/2025 | 33% of stock options with exercise price $1.2 vest monthly over a 12-month period |
| 04/13/2025 | 33% of stock options with exercise price $4.41 vested |
| 04/28/2025 | Date of issuance of 100,000 restricted stock units |
| 04/30/2025 | Date of transaction and filing of Form 4 |
| 06/05/2025 | Remainder of stock options with exercise price $4.36 vest |
| 06/29/2025 | 33% of stock options with exercise price $5.47 vest |
| 12/31/2025 | All of the RSUs will vest |
| 04/13/2026 | Remainder of stock options with exercise price $4.41 vest |
| 06/25/2026 | Remainder of stock options with exercise price $5.47 vest |
| 05/06/2032 | Expiration date for stock options with exercise price $4.36 |
| 04/13/2033 | Expiration date for stock options with exercise price $4.41 |
| 06/29/2033 | Expiration date for stock options with exercise price $5.47 |
| 02/28/2034 | Expiration date for Restricted Stock Unit |
| 04/01/2035 | Expiration date for stock options with exercise price $1.2 |
Keywords
Form 4, Spectral AI, MDAI, Vincent Capone, CFO, General Counsel, Stock Options, Restricted Stock Units, Beneficial Ownership, Securities
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