Form 4: Spectral AI CEO Peter Carlson Acquires Shares and Holds Restricted Stock Units
Ownership Filing
Peter Carlson, CEO of Spectral AI, recently acquired shares of common stock and holds restricted stock units according to a Form 4 filing.
Summary
- On May 10, 2024, Peter Carlson, the CEO of Spectral AI, acquired 29,411 shares of common stock at a weighted average price ranging from $1.69 to $1.78.
- Carlson also holds restricted stock units (RSUs) that vest over time and based on performance metrics.
- Specifically, he holds 150,000 RSUs from January 3, 2024, and another 150,000 RSUs from February 29, 2024, with vesting schedules extending to 2027.
Sentiment
Score: 6
Explanation: The sentiment is neutral. The CEO's purchase is a positive signal, but it's a routine transaction. The vesting schedule of RSUs is standard.
Positives
- The CEO's purchase of shares may signal confidence in the company's future prospects.
Industry Context
Form 4 filings are standard practice and provide transparency into the transactions of company insiders, allowing investors to track ownership changes and potential alignment of interests.
Stakeholder Impact
- Shareholders may view the CEO's stock purchase as a positive sign of confidence in the company's future.
Key Dates
| Date | Description |
|---|---|
| 01/03/2024 | Date of Restricted Stock Unit grant (150,000 shares) |
| 02/29/2024 | Date of Restricted Stock Unit grant (150,000 shares) |
| 05/10/2024 | Date of stock acquisition by Peter Carlson |
| 05/13/2024 | Date of Form 4 filing |
| 01/03/2025 | First vesting date for 33% of the January 3, 2024 RSUs |
| 02/28/2025 | First vesting date for 33% of the February 29, 2024 RSUs |
| 01/03/2026 | Second vesting date for 33% of the January 3, 2024 RSUs |
| 02/28/2026 | Second vesting date for 33% of the February 29, 2024 RSUs |
| 01/03/2027 | Final vesting date for the remaining January 3, 2024 RSUs |
| 02/28/2027 | Final vesting date for the remaining February 29, 2024 RSUs |
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