Form 4: Southern Missouri Bancorp EVP Acquires Shares and Options
SEC Filing Form 4
Kimberly A. Capps, EVP-Chief Operations Officer of Southern Missouri Bancorp, reports acquisition of common stock and stock options.
Summary
- Kimberly A. Capps, EVP-Chief Operations Officer of Southern Missouri Bancorp, filed a Form 4 detailing changes in beneficial ownership.
- On February 18, 2025, Capps acquired 500 shares of common stock at $0 and was granted 1,250 stock options with an exercise price of $60.42.
- Capps directly owns 69,469.01 shares of common stock.
- Capps indirectly owns 54,428.0957 shares through a 401(k), 360 shares held by her daughter, and 360 shares held by her son.
- Capps holds multiple stock options with varying exercise prices and expiration dates, vesting in 20% installments over five-year periods.
Sentiment
Score: 6
Explanation: Neutral sentiment as it's a routine disclosure of insider transactions. The acquisition of shares and options could be seen as a positive signal, but it's not definitively bullish.
Positives
- The acquisition of shares and options by a high-ranking executive could be interpreted as a sign of confidence in the company's future prospects.
Industry Context
Form 4 filings are a routine part of corporate governance, providing transparency into the transactions of company insiders.
Stakeholder Impact
- The transactions could have a minor positive impact on shareholder sentiment.
Key Dates
| Date | Description |
|---|---|
| 01/16/2019 | Options become exercisable in 20% installments over a five-year period with the first installment vesting on 1/16/19. |
| 01/04/2020 | Options become exercisable in 20% installments over a five-year period with the first installment vesting on 1/4/20. |
| 02/18/2020 | Options become exercisable in 20% installments over a five-year period with the first installment vesting on 2/18/21. |
| 02/10/2021 | Options become exercisable in 20% installments over a five-year period with the first installment vesting on 2/10/22. |
| 02/03/2022 | Options become exercisable in 20% installments over a five-year period with the first installment vesting on 2/3/23. |
| 02/21/2023 | Options become exercisable in 20% installments over a five-year period with the first installment vesting on 2/21/24. |
| 02/08/2024 | Options become exercisable in 20% installments over a five-year period with the first installment vesting on 2/8/25. |
| 02/18/2025 | Date of transaction: acquisition of 500 shares and grant of 1,250 stock options. |
| 02/18/2026 | Shares are scheduled to vest over a five-year period beginning February 9, 2026, with up to 20% of the shares vesting on that date. |
| 02/08/2034 | Expiration date for some stock options. |
| 02/18/2035 | Expiration date for some stock options. |
Keywords
Form 4, beneficial ownership, stock options, common stock, SMBC, Southern Missouri Bancorp, insider trading
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