Form 4: SoundHound AI Director Sells Shares Under 10b5-1 Plan

SoundHound AI Director Diana Sroka reported the sale of 1,343 shares of Class A Common Stock at $10.875 per share, executed under a pre-arranged 10b5-1 trading plan.

Summary

• Director Diana Sroka sold 1,343 shares of SoundHound AI, Inc. Class A Common Stock.
• The transaction occurred on December 23, 2025, at a price of $10.875 per share.
• Following the sale, Ms. Sroka beneficially owns 151,263 shares of Class A Common Stock.
• The sale was executed pursuant to a Rule 10b5-1 trading plan adopted by Ms. Sroka in August 2025.
• The Form 4 was filed on December 29, 2025, with the delay from the transaction date attributed to federal holidays on December 24 and 26, 2025, for EDGAR filing purposes.

Sentiment

Score: 5

Explanation: The sale of shares by a director, while a reduction in insider ownership, was conducted under a pre-arranged 10b5-1 trading plan. This suggests a planned financial event rather than a reaction to new company-specific negative news, making the sentiment neutral.

Stakeholder Impact

• Shareholders may note a slight reduction in director ownership, though the pre-arranged nature of the sale under a 10b5-1 plan typically mitigates concerns about insider sentiment.

Key Dates

Recommendation

The Form 4 reports a routine, pre-scheduled sale of a relatively small number of shares by a director under a 10b5-1 plan. This type of transaction is generally not indicative of a change in the company's fundamental outlook or a signal for immediate investment action. Therefore, a 'hold' recommendation is appropriate as this filing alone does not provide sufficient new information to warrant a change in investment thesis.

Keywords

SoundHound AI, SOUN, Form 4, insider trading, stock sale, director, 10b5-1 plan, equity transaction, beneficial ownership