Form 4: Sound Financial Bancorp Director Sells Shares in Recent Transaction

Sentiment:

SEC Form 4 Filing


Director David S. Haddad Jr. sold 356 shares of Sound Financial Bancorp stock at $53.78 per share on November 12, 2024.

Summary

  • David S. Haddad Jr., a director at Sound Financial Bancorp, sold 356 shares of common stock on November 12, 2024, at a price of $53.78 per share.
  • Following the transaction, Mr. Haddad directly owns 3,528 shares of Sound Financial Bancorp common stock.
  • He also indirectly owns 13,548 shares through an IRA.
  • Mr. Haddad holds various stock options with different exercise prices and vesting schedules, which are also detailed in the filing.

Sentiment

Score: 5

Explanation: The document is a routine regulatory filing detailing a stock sale by a director. It does not indicate any positive or negative sentiment about the company's performance.

Industry Context

Form 4 filings are a standard part of regulatory compliance for publicly traded companies, providing transparency into the trading activities of company insiders.

Comparison to Industry Standards

  • Form 4 filings are a common practice across all publicly listed companies in the US, including financial institutions like Sound Financial Bancorp.
  • The sale of shares by a director is a normal occurrence and is not unusual compared to other companies in the financial sector.
  • The details of stock options and their vesting schedules are also typical for executive compensation packages in the industry.

Stakeholder Impact

  • The sale of shares by a director may have a minor impact on shareholder sentiment, but it is a common occurrence.
  • The transaction does not directly impact employees, customers, suppliers, or creditors.

Key Dates

DateDescription
01/28/2022Start date for vesting of stock options with an exercise price of $42.85.
01/27/2023Start date for vesting of stock options with an exercise price of $40.13.
11/12/2024Date of the stock sale transaction by David S. Haddad Jr.
11/13/2024Date the Form 4 was signed.
01/26/2025Start date for vesting of stock options with an exercise price of $39.89.
01/28/2025Expiration date for stock options with an exercise price of $18.36.
01/25/2029Expiration date for stock options with an exercise price of $33.5.
01/31/2030Expiration date for stock options with an exercise price of $36.26.
01/27/2031Expiration date for stock options with an exercise price of $32.46.
01/28/2032Expiration date for stock options with an exercise price of $42.85.
01/27/2033Expiration date for stock options with an exercise price of $40.13.
01/26/2034Expiration date for stock options with an exercise price of $39.89.

Keywords

Sound Financial Bancorp, SFBC, insider trading, stock sale, Form 4, director, stock options, share transaction

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