Form 4: Sotera Health Co: Executive Tax Withholding on RSUs
Statement of Changes in Beneficial Ownership
Sotera Health Co. reports on Alexander Dimitrief's beneficial ownership changes related to tax withholding on vested Restricted Stock Units.
Summary
- Alexander Dimitrief, former SVP, GC and Sec. of Sotera Health Co., had 7,941 shares of Common Stock withheld to cover tax obligations upon the vesting of 17,135 Restricted Stock Units (RSUs).
- These RSUs were granted on March 4, 2024, under the Sotera Health Company 2020 Omnibus Incentive Plan.
- The vesting occurred on March 31, 2026, coinciding with Mr. Dimitrief's retirement.
- Following this transaction, Mr. Dimitrief beneficially owns 312,040 shares of Common Stock directly.
Sentiment
Score: 5
Explanation: StockSavvy.ai views this as a neutral filing, as it represents a standard administrative transaction related to executive compensation and tax obligations, rather than a significant strategic or financial event.
Positives
- Successful settlement of tax obligations related to RSU vesting.
- Clear reporting of beneficial ownership changes post-transaction.
Negatives
- Withholding of shares for tax purposes reduces the net shares received by the executive.
Future Outlook
No specific future outlook or guidance is provided in this filing, as it pertains to a change in beneficial ownership due to tax withholding.
Industry Context
StockSavvy.ai notes that Form 4 filings are standard disclosures for insider transactions, including those related to executive compensation events like RSU vesting and subsequent tax implications. This filing is routine for Sotera Health Co. and its executives.
Management Changes
| Role | Previous Person | New Person | Effective Date | Reason |
|---|---|---|---|---|
| Former SVP, GC and Sec. | Alexander Dimitrief | 03/31/2026 | Retirement |
Stakeholder Impact
- Shareholders: No direct impact on the company's operations or financial health. The transaction is an internal executive compensation matter.
- Employees: Indirect impact as it relates to executive compensation practices.
- Executive (Alexander Dimitrief): Net reduction in shares received due to tax withholding obligations.
Next Steps
- The reporting person's beneficial ownership of Sotera Health Co. common stock will be updated to reflect the net shares after tax withholding.
Key Dates
| Date | Description |
|---|---|
| 03/04/2024 | Grant date of 17,135 Restricted Stock Units (RSUs) to Alexander Dimitrief. |
| 03/31/2026 | Vesting date of RSUs and retirement date for Alexander Dimitrief. Transaction date for share withholding. |
| 04/02/2026 | Date of signature for the Form 4 filing. |
Keywords
Sotera Health Co, SHC, Form 4, Restricted Stock Units, RSUs, Tax Withholding, Beneficial Ownership, Executive Compensation, Alexander Dimitrief
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