Form 4: Sonoma Pharmaceuticals Controller John Dal Poggetto Reports Acquisition and Disposal of Restricted Stock Units
SEC Form 4 Filing
John Dal Poggetto, Controller of Sonoma Pharmaceuticals, reports the acquisition of 7,500 Restricted Stock Units (RSUs) and disposal of 10,250 RSUs on January 2, 2025, according to a Form 4 filing.
Summary
- On January 2, 2025, John Dal Poggetto, Controller of Sonoma Pharmaceuticals, filed a Form 4.
- The filing reports the acquisition of 7,500 Restricted Stock Units (RSUs) and disposal of 10,250 RSUs.
- The RSUs vest one-third each on July 2, 2025, July 2, 2026 and January 2, 2027, or upon change of control.
- The RSUs were awarded for services performed as part of the Company's annual equity grant.
Sentiment
Score: 5
Explanation: The document is a routine regulatory filing, so the sentiment is neutral.
Future Outlook
The vesting schedule of the RSUs provides a future incentive for the reporting person.
Management Comments
- The RSUs were awarded and granted to Mr. Dal Poggetto for services performed as part of the Company's annual equity grant.
Industry Context
Form 4 filings are a standard part of regulatory compliance for company insiders, providing transparency into their transactions in the company's securities.
Stakeholder Impact
- The filing provides transparency to shareholders regarding insider transactions.
Key Dates
| Date | Description |
|---|---|
| 01/02/2025 | Date of earliest transaction (acquisition and disposal of RSUs) |
| 01/02/2025 | First vesting date for one-third of the RSUs |
| 07/02/2026 | Second vesting date for one-third of the RSUs |
| 01/02/2027 | Final vesting date for one-third of the RSUs |
| 01/03/2025 | Date of signature for the Form 4 filing |
Keywords
Form 4, SNOA, Sonoma Pharmaceuticals, Restricted Stock Units, RSU, Dal Poggetto, Equity Grant, Controller, Beneficial Ownership
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