4/A: Sono-Tek CFO Amends Insider Stock Sale Disclosure

Sono-Tek Corporation's CFO, Stephen James Bagley, filed an amended Form 4 to correct previously reported dates and share counts for common stock sales in July 2025.

Summary

• Stephen James Bagley, Chief Financial Officer of Sono-Tek Corporation (SOTK), filed an amended Form 4 (Form 4/A) on July 23, 2025.
• The amendment corrects errors in an original Form 4 filed on July 18, 2025, specifically regarding transaction dates and the number of shares sold.
• On July 16, 2025, Mr. Bagley sold 643 shares of Sono-Tek Corp Common Stock at a price of $3.63 per share, leaving a beneficial ownership of 39,503 shares.
• On July 17, 2025, an additional 310 shares of Sono-Tek Corp Common Stock were sold at a price of $3.61 per share, reducing beneficial ownership to 39,193 shares.
• The transactions were indicated as being made pursuant to a contract, instruction, or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Sentiment

Score: 5

Explanation: The sentiment is neutral. While an insider sale occurred, it was a small volume and indicated as part of a Rule 10b5-1 plan, which mitigates negative interpretations. The amendment itself is a correction of a reporting error, which is neutral in terms of company performance but highlights a minor administrative issue.

Positives

• The filing demonstrates transparency by correcting previously reported inaccuracies in insider trading disclosures.
• The transactions were indicated as being made pursuant to a Rule 10b5-1 plan, suggesting the sales were pre-scheduled and not based on new, non-public information.

Negatives

• The need for an amendment indicates an initial error in reporting insider transactions.
• An officer selling shares, even if pre-planned, can sometimes be perceived negatively by investors, though the small volume and 10b5-1 plan mitigate this.

Future Outlook

The filing does not contain any forward-looking statements or guidance regarding the company's future performance or strategic direction.

Industry Context

This filing is a routine insider trading disclosure and does not provide information directly related to broader industry trends or competitive dynamics within the specialized coating and dispensing technology sector where Sono-Tek operates.

Stakeholder Impact

• Shareholders: The correction provides accurate information regarding insider stock sales, which is important for transparency. The small volume and 10b5-1 plan suggest minimal impact on shareholder sentiment.

Key Dates

Keywords

Sono-Tek Corporation, SOTK, Form 4/A, Insider Trading, Stock Sale, CFO, Stephen James Bagley, SEC Filing, Beneficial Ownership, Rule 10b5-1