Form 4: Soluna Holdings CEO John Belizaire Trades Shares
Statement of Changes in Beneficial Ownership
Soluna Holdings, Inc. reports a transaction by CEO John Belizaire involving 9.0% Series A Cumulative Perpetual Preferred Stock under a Rule 10b5-1 trading plan.
Summary
- John Belizaire, CEO and Director of Soluna Holdings, Inc., reported a transaction on June 1, 2026.
- The transaction involved 1,000 shares of 9.0% Series A Cumulative Perpetual Preferred Stock.
- These shares were acquired and are beneficially owned directly by Mr. Belizaire.
- The transaction was executed under a Rule 10b5-1 trading plan adopted on December 16, 2025.
Sentiment
Score: 5
Explanation: StockSavvy.ai views this as a neutral filing, as it reports a standard insider transaction executed under a pre-established trading plan, which is common practice and does not inherently signal positive or negative company performance.
Future Outlook
No specific future outlook or guidance is provided in this Form 4 filing.
Industry Context
StockSavvy.ai notes that Form 4 filings are standard disclosures for insider transactions, providing transparency into executive trading activities. The use of a Rule 10b5-1 plan indicates pre-planned trading activity, often used by executives to diversify holdings or manage personal finances without violating insider trading regulations.
Corporate Governance
| Change Type | Description | Effective Date | Impact Assessment |
|---|---|---|---|
| Trading Plan Adoption | John Belizaire adopted a Rule 10b5-1 trading plan for the purchase or sale of equity securities. | 12/16/2025 | Provides a framework for planned insider transactions, aiming to comply with affirmative defense conditions of Rule 10b5-1(c). |
Stakeholder Impact
- Shareholders: The transaction is executed under a pre-planned trading strategy, suggesting it is not based on new material non-public information, thus having a neutral immediate impact on shareholder perception.
Key Dates
| Date | Description |
|---|---|
| 12/16/2025 | Date Rule 10b5-1 trading plan was adopted. |
| 06/01/2026 | Transaction Date for the acquisition of preferred stock. |
Keywords
Soluna Holdings, SLNHP, Form 4, Insider Trading, Preferred Stock, Rule 10b5-1, John Belizaire, CEO
Disclaimer:The information provided here is for general informational purposes only and does not constitute financial advice, recommendation, or endorsement of any kind. It may contain errors or omissions. You should not rely on this information to make financial decisions. Always seek the advice of a qualified financial professional before making any investment or financial decisions. Use of this information is at your own risk.