SCHEDULE: SOBR Safe Inc. Ownership Update

Mitchell P. Kopin, Daniel B. Asher, and Intracoastal Capital LLC report beneficial ownership of 4.99% of SOBR Safe Inc. common stock.

Summary

• Mitchell P. Kopin, Daniel B. Asher, and Intracoastal Capital LLC (collectively, the 'Reporting Persons') have filed a Schedule 13G, indicating their beneficial ownership of SOBR Safe, Inc. common stock.
• As of March 31, 2026, the Reporting Persons beneficially own 99,067 shares of common stock, representing approximately 4.99% of the outstanding shares.
• This ownership is primarily derived from Intracoastal Capital LLC's holdings of warrants, specifically 'Intracoastal Warrant 1', 'Intracoastal Warrant 2', and 'Intracoastal Warrant 3'.
• The reported ownership is subject to 'blocker provisions' within the warrants, which limit the exercise of warrants to prevent beneficial ownership exceeding 4.99% of the common stock.
• Without these blocker provisions, the Reporting Persons could potentially beneficially own up to 860,281 shares of common stock.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this filing as neutral; it's a routine disclosure of ownership levels and does not provide insights into the company's performance or future prospects.

Positives

• The Reporting Persons hold a significant stake, just under the 5% threshold that would trigger more stringent reporting requirements.
• The filing indicates a potential for increased ownership if warrant blocker provisions were not in place, suggesting a strong conviction in the company's prospects.

Negatives

• The beneficial ownership is capped at 4.99% due to warrant blocker provisions, limiting immediate control or influence.
• The filing does not provide details on the financial performance or operational status of SOBR Safe, Inc., focusing solely on ownership.

Risks

• The 'blocker provisions' in the warrants limit the Reporting Persons' ability to exercise their full potential ownership, which could be a risk if they wished to increase their stake beyond 4.99% without triggering further disclosure obligations.
• The filing does not detail any specific risks related to SOBR Safe, Inc.'s business operations or market position.

Future Outlook

The filing does not contain forward-looking statements or guidance regarding the company's future performance. It solely reports on current beneficial ownership.

Industry Context

StockSavvy.ai notes that Schedule 13G filings are common for institutional investors and significant individual shareholders to report holdings exceeding 5% of a company's stock. The presence of blocker provisions in warrants is a strategic tool used to manage ownership levels and regulatory disclosure requirements, often seen in companies with a significant amount of convertible securities or warrants outstanding.

Stakeholder Impact

• Shareholders: The filing provides transparency regarding significant ownership stakes, which can influence market perception and potential future corporate actions.
• Management: The ownership level reported by the Reporting Persons may be a factor in future strategic discussions or board representation considerations.

Next Steps

• The Reporting Persons will continue to monitor their beneficial ownership levels in SOBR Safe, Inc.
• Further filings may be required if ownership levels change significantly or if blocker provisions are removed/modified.

Key Dates

Keywords

SOBR Safe Inc., Schedule 13G, Beneficial Ownership, Intracoastal Capital LLC, Mitchell P. Kopin, Daniel B. Asher, Warrants, Blocker Provisions, SEC Filing, Common Stock