10-K/A: SOBR Safe Files Amendment to 2025 Annual Report

SOBR Safe, Inc. files Amendment No. 1 to its Form 10-K for the fiscal year ended December 31, 2025, primarily to include omitted exhibits and updated certifications.

Summary

• This filing is an amendment (Amendment No. 1) to SOBR Safe, Inc.'s Annual Report on Form 10-K for the fiscal year ended December 31, 2025.
• The amendment's purpose is to correct omissions from the original filing.
• Specifically, it includes a new Exhibit 23.1, which is the consent from the independent registered public accounting firm, Haynie & Company.
• Additionally, new certifications from the Principal Executive Officer (David Gandini) and Principal Financial Officer (Christopher Whitaker) are filed as exhibits under Item 15.
• These new certifications include those required by Rule 12b-15 of the Exchange Act and Section 906 of the Sarbanes-Oxley Act of 2002.
• The amendment does not alter or update any disclosures made in the original Form 10-K, nor does it reflect events occurring after the original filing date.
• As of April 10, 2026, there were 2,806,579 shares of common stock issued and outstanding.
• The aggregate market value of non-affiliate stock as of June 30, 2025, was $3,512,153.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this as a neutral filing, as it is purely procedural and does not introduce new financial information or strategic developments.

Positives

• The company is diligently ensuring all required documentation, including auditor consents and executive certifications, is properly filed.
• The filing confirms the company's commitment to regulatory compliance by rectifying the omission of necessary exhibits.
• The certifications by the CEO and CFO affirm the accuracy and completeness of the financial information presented in the original 10-K.

Negatives

• The need for an amendment indicates an initial oversight in filing complete documentation, which could raise minor concerns about internal process rigor.
• The amendment does not provide any new financial performance data or strategic updates, as it solely addresses procedural filing requirements.

Future Outlook

This amendment does not contain any new forward-looking statements or guidance; it solely addresses procedural aspects of the previously filed annual report.

Management Comments

• David Gandini (CEO) certifies that the report does not contain any untrue statements of material fact and fairly presents the company's financial condition, results of operations, and cash flows.
• Christopher Whitaker (CFO) certifies that the report does not contain any untrue statements of material fact and fairly presents the company's financial condition, results of operations, and cash flows.
• Both CEO and CFO attest to the design and effectiveness of disclosure controls and procedures and internal control over financial reporting, and have disclosed any significant deficiencies or material weaknesses to auditors and the audit committee.

Industry Context

StockSavvy.ai notes that the filing of an amendment to an annual report, particularly for procedural reasons like including omitted exhibits and certifications, is a common occurrence for public companies. It underscores the importance of meticulous regulatory compliance and the role of independent auditors and executive oversight in financial reporting.

Stakeholder Impact

• Shareholders: The amendment ensures the integrity and completeness of the company's public filings, reinforcing transparency.
• Investors: The filing provides assurance that the company is adhering to SEC reporting requirements, which is crucial for investment decisions.
• Regulatory Bodies: The amendment fulfills the company's obligation to provide complete and accurate documentation to the SEC.

Next Steps

• The company has now filed the necessary exhibits and certifications to complete its Form 10-K for the fiscal year ended December 31, 2025.

Key Dates

Keywords

SOBR Safe, 10-K/A, Amendment, SEC Filing, Annual Report, Auditor Consent, Executive Certification, Sarbanes-Oxley Act, Financial Reporting, Regulatory Compliance