SCHEDULE: Intracoastal Capital Discloses 9.99% Stake in SOBR Safe

Intracoastal Capital LLC, along with Mitchell P. Kopin and Daniel B. Asher, has disclosed a 9.99% beneficial ownership stake in SOBR Safe, Inc. common stock.

Summary

• Mitchell P. Kopin, Daniel B. Asher, and Intracoastal Capital LLC (collectively, the "Reporting Persons") have reported beneficial ownership of 188,818 shares of SOBR Safe, Inc. common stock.
• This beneficial ownership represents 9.99% of the company's outstanding common stock.
• The ownership comprises 185,000 shares directly held by Intracoastal Capital LLC and 3,818 shares issuable upon the exercise of Intracoastal Warrant 1.
• The Reporting Persons also hold additional warrants (Intracoastal Warrants 1, 2, 3, and 4) that contain blocker provisions, preventing the exercise of these warrants if it would result in beneficial ownership exceeding 9.99% (for Warrant 1) or 4.99% (for Warrants 2, 3, and 4).
• Without these blocker provisions, the Reporting Persons would be deemed to beneficially own 1,290,389 shares of Common Stock.
• The percentage of class is calculated based on 1,886,255 shares of Common Stock outstanding as of December 29, 2025.

Sentiment

Score: 7

Explanation: The disclosure of a 9.99% beneficial ownership stake by Intracoastal Capital and its principals suggests a strong vote of confidence in SOBR Safe, Inc. The strategic use of blocker provisions in warrants allows for significant economic exposure while managing regulatory thresholds.

Positives

• A significant institutional investor, Intracoastal Capital LLC, and its principals have taken a substantial 9.99% stake in SOBR Safe, Inc., signaling potential confidence in the company's prospects.
• The strategic use of blocker provisions in warrants allows the investors to maintain significant economic exposure while managing regulatory thresholds and avoiding immediate control implications.

Negatives

• The existence of blocker provisions means a large portion of potential ownership (1,101,571 shares from warrants) is currently unexercised, which could indicate a lack of immediate intent to fully convert or a desire to maintain flexibility rather than full commitment.

Risks

• The significant beneficial ownership by a single group could lead to concentration of voting power, potentially influencing corporate decisions.
• Future exercise of the warrants, if blocker provisions are removed or adjusted, could lead to substantial dilution for existing shareholders.
• The strategic use of blocker provisions might be interpreted differently by various market participants, potentially leading to speculation about the investors' long-term intentions.

Future Outlook

NA

Industry Context

This filing indicates a significant investment by an institutional entity in SOBR Safe, Inc., a company likely operating in a sector where its common stock and warrants are traded. Such disclosures are common and provide transparency regarding major shareholder positions, which can influence market perception and investor confidence. The use of blocker provisions in warrants is a common strategy for investors to acquire significant economic exposure without immediately crossing beneficial ownership thresholds that trigger more stringent reporting requirements or potential control implications.

Stakeholder Impact

• Shareholders: Existing shareholders may view this as a positive signal of institutional confidence. The potential future exercise of warrants could lead to dilution, but also provides capital to the company if exercised.
• Company Management: The presence of a significant shareholder group may lead to increased oversight or engagement from these investors.

Key Dates

Recommendation

The filing indicates a significant institutional stake, which is generally a positive signal. However, it is a disclosure of ownership, not a performance report. While the confidence shown by Intracoastal Capital is noteworthy, a 'hold' recommendation is appropriate as this filing alone does not provide enough fundamental information to warrant a 'buy' or 'sell' without further analysis of the company's financials and strategic direction. The blocker provisions also introduce a nuanced aspect to the total potential ownership.

Keywords

SOBR Safe Inc, Intracoastal Capital, Mitchell P. Kopin, Daniel B. Asher, Schedule 13G, beneficial ownership, common stock, warrants, blocker provisions, institutional investment, shareholder stake