Form 4: Smith Micro Software CFO James Kempton Reports Stock Transaction
SEC Form 4 Filing
James Kempton, CFO of Smith Micro Software, reports the disposal of 183 shares of common stock to cover income tax obligations.
Summary
- On September 17, 2024, James M. Kempton, VP, CFO, and Treasurer of Smith Micro Software, Inc. [SMSI], reported a transaction involving the company's common stock.
- Kempton disposed of 183 shares of common stock at a price of $0.598 per share.
- This transaction was to cover income tax obligations.
- Following the transaction, Kempton directly owns 75,353 shares of Smith Micro Software, Inc.
Sentiment
Score: 5
Explanation: The document is a standard regulatory filing detailing a routine stock transaction for tax purposes, indicating a neutral sentiment.
Industry Context
Form 4 filings are a routine part of insider trading regulations, providing transparency into the transactions of company executives and directors.
Key Dates
| Date | Description |
|---|---|
| 09/17/2024 | Date of stock transaction (disposal of shares). |
| 09/19/2024 | Date of signature on the Form 4 filing. |
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