Form 4: Director Sells SMBK Shares Under 10b5-1 Plan

SMARTFINANCIAL Inc. Director Steven B. Tucker sold 10,625 shares of common stock for $38.01 per share under a pre-arranged trading plan.

Summary

• Steven B. Tucker, a Director of SMARTFINANCIAL INC. (SMBK), reported a sale of common stock.
• The transaction involved the disposition of 10,625 shares.
• The shares were sold at a price of $38.01 per share.
• The sale was executed on December 10, 2025.
• Following this transaction, Mr. Tucker beneficially owns 49,914 shares of common stock directly.
• The transaction was made pursuant to a Rule 10b5-1 pre-arranged trading plan.

Sentiment

Score: 5

Explanation: The filing reports a pre-scheduled sale of common stock by a director under a Rule 10b5-1 plan, which is a neutral event as it typically reflects personal financial planning rather than a change in company outlook.

Positives

• The transaction was executed under a Rule 10b5-1 plan, indicating a pre-scheduled sale for personal financial planning rather than a reaction to immediate company news.

Negatives

• A Director of SMARTFINANCIAL INC. sold 10,625 shares of common stock, reducing their direct ownership stake in the company.

Future Outlook

NA

Industry Context

NA

Stakeholder Impact

• Shareholders: The director's direct ownership stake in the company has been slightly reduced.

Key Dates

Recommendation

The reported sale by a director was conducted under a Rule 10b5-1 plan, indicating a pre-scheduled transaction for personal financial management rather than a reaction to new material information. This event alone does not provide sufficient new information to alter an existing investment thesis, thus a 'hold' recommendation is appropriate.

Keywords

SMARTFINANCIAL INC., SMBK, Insider Trading, Form 4, Director Sale, Stock Transaction, 10b5-1 Plan, Common Stock