4/A: SLR Investment Corp. Executive Michael Gross Corrects Transaction Codes in Amended SEC Filing

Michael Gross, Co-CEO, President, and Chairman of the Board of SLR Investment Corp., files an amendment to a previous Form 4 to correct transaction codes related to open market purchases of common stock.

Summary

• Michael S. Gross, a director and officer of SLR Investment Corp. (SLRC), filed an amended Form 4 with the SEC.
• The amendment corrects transaction codes for open market purchases of SLRC common stock made on March 4 and March 5, 2025.
• The original filing incorrectly used the code 'A' (Acquired) instead of 'P' (Purchase).
• On March 4, 2025, 43,200 shares were purchased at a weighted average price of $17.64, with prices ranging from $17.41 to $17.76.
• On March 5, 2025, 36,822 shares were purchased at a weighted average price of $17.51, with prices ranging from $17.39 to $17.70.
• Following these transactions, Mr. Gross indirectly beneficially owns 3,884,882 shares.
• These shares are held through various entities, including the Solar Capital Partners Employee Stock Plan, LLC, Solar Capital Investors, LLC, Solar Capital Investors II, LLC, Solar Senior Capital Investors, LLC, SLR Capital Management, LLC, family trusts, a grantor retained annuity trust, and a profit sharing plan.

Sentiment

Score: 7

Explanation: The document is a routine regulatory filing amendment, indicating standard corporate governance practices. The sentiment is neutral to slightly positive as it reflects transparency and compliance.

Industry Context

Form 4 filings are a routine part of insider trading regulations, providing transparency into the transactions of company executives and directors. Amendments are sometimes necessary to correct errors or omissions in the original filings.

Key Dates