Form 4: SkyWater CEO Sells 5,210 Shares Under 10b5-1 Plan

SkyWater Technology CEO Thomas Sonderman reported the sale of 5,210 shares of common stock at a weighted average price of $13.381.

Summary

• Thomas Sonderman, CEO and Director of SkyWater Technology, Inc. (SKYT), reported a transaction involving the company's common stock.
• On November 21, 2025, Sonderman disposed of 5,210 shares of common stock.
• The shares were sold at a weighted average price of $13.381 per share, with individual transaction prices ranging from $13.11 to $13.51.
• Following this transaction, Sonderman beneficially owns 521,757 shares of SkyWater Technology common stock.
• The transaction was made pursuant to a contract, instruction, or written plan for the purchase or sale of equity securities intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Sentiment

Score: 5

Explanation: The sale of shares by the CEO, while reducing his direct equity, was executed under a pre-arranged Rule 10b5-1 plan. This suggests a scheduled transaction for personal financial planning rather than a reaction to new, non-public information, leading to a neutral sentiment.

Positives

• The sale was conducted under a Rule 10b5-1(c) plan, indicating a pre-scheduled transaction rather than a reaction to immediate, non-public information, which enhances transparency.

Negatives

• The CEO's direct equity stake in SkyWater Technology decreased by 5,210 shares following the sale.

Stakeholder Impact

• Shareholders may interpret the CEO's sale of shares differently; some might view it as a signal, while others will recognize it as a pre-planned diversification or liquidity event under a 10b5-1 plan.

Key Dates

Keywords

SkyWater Technology, SKYT, Thomas Sonderman, CEO, Director, Insider Trading, Form 4, Stock Sale, 10b5-1 Plan, Beneficial Ownership