13F-NT: Simmons First National Files 13F Notice for Q3 2025

Simmons First National Corp filed a Form 13F-NT for Q3 2025, indicating its holdings are reported by other managers.

Summary

• Simmons First National Corp submitted a Form 13F-NT to the SEC for the calendar quarter ended September 30, 2025.
• This filing is a 13F Notice, signifying that Simmons First National Corp itself is not reporting any investment holdings within this specific document.
• All investment holdings attributable to Simmons First National Corp are reported by other designated institutional investment managers.
• The institutional managers responsible for reporting these holdings include Simmons Bank (File No. 28-17448), King Luther Capital Management Corp (File No. 28-01071), and UBS Financial Services (File No. 28-16612).
• The report was signed by Daniel Hobbs, EVP Chief Financial Officer, on October 29, 2025, in Little Rock, AR.

Sentiment

Score: 5

Explanation: This is a routine compliance filing (Form 13F-NT) indicating that the company's holdings are reported by other managers. It contains no financial performance data or strategic updates that would influence sentiment positively or negatively.

Positives

• Demonstrates compliance with SEC reporting requirements for institutional investment managers.
• Provides transparency regarding the delegation of investment holding reporting responsibilities to affiliated or designated managers.

Negatives

• No specific investment holdings or performance data are disclosed in this particular filing, requiring investors to consult other reports for detailed portfolio information.

Risks

• Reliance on third-party managers for accurate and timely reporting of investment holdings, which are not directly presented in this notice.

Future Outlook

NA

Management Comments

• The person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Industry Context

Form 13F filings are a standard regulatory requirement for institutional investment managers with over $100 million in assets under management. A 13F-NT (Notice) filing, as seen here, is common for large financial groups or holding companies that delegate the actual reporting of their investment holdings to various subsidiaries or affiliated managers. This practice ensures compliance while streamlining reporting for complex organizational structures.

Comparison to Industry Standards

• This filing aligns with standard SEC Form 13F-NT requirements for institutional investment managers, indicating compliance with regulatory obligations.
• Many large financial institutions, similar to Simmons First National Corp, utilize a 'notice' filing when their various subsidiaries or affiliated managers are responsible for reporting the actual holdings. This is a common practice among diversified financial services firms and bank holding companies to manage their extensive investment portfolios and reporting duties.

Stakeholder Impact

• Shareholders: Provides transparency on the reporting structure but requires consulting other filings for actual portfolio insights.
• Regulatory Authorities: Demonstrates compliance with SEC reporting obligations.

Next Steps

• Investors interested in Simmons First National Corp's specific investment holdings for Q3 2025 should review the 13F filings of Simmons Bank, King Luther Capital Management Corp, and UBS Financial Services for detailed portfolio insights.

Key Dates

Keywords

Simmons First National Corp, 13F-NT, SEC filing, institutional investment manager, holdings report, Q3 2025, Simmons Bank, King Luther Capital Management Corp, UBS Financial Services