13F-NT: Simmons First National Files 13F Notice

Simmons First National Corp filed a Form 13F-NT, indicating its holdings are reported by other managers.

Summary

• Simmons First National Corp submitted a Form 13F-NT, a notice filing for the calendar quarter ended June 30, 2025.
• This specific report indicates that no holdings are reported directly by Simmons First National Corp.
• All holdings for Simmons First National Corp are reported by other institutional investment managers.
• The other managers reporting on behalf of Simmons First National Corp include Simmons Bank (Form 13F File No. 28-17448) and King Luther Capital Management Corp (Form 13F File No. 28-01071).
• The report was signed by Daniel Hobbs, EVP Chief Financial Officer, on July 23, 2025, in Little Rock, AR.

Sentiment

Score: 5

Explanation: This is a routine compliance filing (Form 13F-NT) indicating that the institutional investment manager's holdings are reported by other entities. It does not contain financial performance or strategic updates, thus maintaining a neutral sentiment.

Positives

• The filing demonstrates compliance with SEC reporting requirements for institutional investment managers.
• It clarifies the reporting structure, indicating that holdings are consolidated and reported by designated entities, which can streamline reporting processes.

Future Outlook

This filing is a compliance document and does not contain any forward-looking statements or guidance regarding financial performance or strategic outlook.

Management Comments

• Daniel Hobbs, EVP Chief Financial Officer, signed the report, representing that the information is true, correct, and complete, and that he is authorized to submit it.

Industry Context

Form 13F filings are mandatory quarterly reports for institutional investment managers with investment discretion over $100 million or more in Section 13(f) securities. A 13F-NT (Notice) indicates that the manager's holdings are reported by other entities, common in complex organizational structures where a parent company's holdings are reported by its subsidiaries or affiliated managers. This ensures transparency regarding significant equity holdings in the U.S. markets.

Stakeholder Impact

• Shareholders: Provides transparency regarding the reporting structure of the company's investment holdings, confirming compliance with regulatory requirements.
• Regulatory Authorities: Fulfills the SEC's mandate for disclosure of institutional investment holdings, aiding in market oversight.

Key Dates

Keywords

13F-NT, SEC filing, institutional investment manager, Simmons First National Corp, holdings report, investment management, compliance, Simmons Bank, King Luther Capital Management Corp