Form 4: Silvaco Group Director Pesic Illiya I. Sells 15,000 Shares Under 10b5-1 Plan

Illiya I. Pesic, a member of a 10% owner group at Silvaco Group, Inc., sold 15,000 shares of common stock at an average price of $4.8771 per share on March 13, 2025, under a pre-arranged 10b5-1 trading plan.

Summary

• On March 13, 2025, Illiya I. Pesic, a member of a 10% owner group at Silvaco Group, Inc., sold 15,000 shares of common stock.
• The sale was executed under a 10b5-1 trading plan established on December 12, 2024.
• The shares were sold at a weighted average price of $4.8771, with individual transaction prices ranging from $4.80 to $5.01.
• Following the transaction, Pesic directly owns 5,748,649 shares of Silvaco Group, Inc.
• The 10b5-1 plan allows for the potential sale of up to 160,000 additional shares if the stock price reaches certain levels between $9.98 and $19.98.

Sentiment

Score: 5

Explanation: The sentiment is neutral. It's a routine transaction under a pre-arranged plan. The sale itself isn't necessarily positive or negative, but the potential for future sales at higher prices suggests some confidence in the company's prospects.

Risks

• The sale of shares by a significant shareholder could exert downward pressure on the stock price.
• The potential future sale of up to 160,000 additional shares under the 10b5-1 plan could create further selling pressure if the stock price reaches the specified thresholds.

Future Outlook

The 10b5-1 plan allows for the potential sale of up to 160,000 additional shares if the price of Silvaco Group, Inc.'s stock reaches certain prices ranging from $9.98 to $19.98.

Industry Context

Sales by significant shareholders are common and often pre-planned using 10b5-1 plans to avoid accusations of insider trading. The impact on the stock price depends on the size of the sale relative to the trading volume and overall market sentiment.

Comparison to Industry Standards

• 10b5-1 plans are a standard practice for corporate insiders to sell shares while avoiding insider trading concerns, companies like Intel, AMD, and Nvidia all have executives that use 10b5-1 plans.
• The size of this sale (15,000 shares) is relatively small compared to the total outstanding shares (5,748,649 shares owned after the transaction), suggesting a limited impact on the stock price.
• The price range for potential future sales ($9.98 to $19.98) indicates management's expectation of potential stock appreciation.

Stakeholder Impact

• Shareholders may be concerned about the potential downward pressure on the stock price due to the sale.
• The sale could be viewed positively if the 10b5-1 plan is seen as a way for the insider to diversify their holdings without signaling a lack of confidence in the company.

Key Dates