Form 4: Silvaco Group Director Ngai-Pesic Sells 25,000 Shares Under 10b5-1 Plan

Katherine Ngai-Pesic, a director and member of a 10% owner group of Silvaco Group, Inc., sold 25,000 shares of common stock at an average price of $5.0648 per share on March 14, 2025, under a pre-arranged 10b5-1 trading plan.

Summary

• On March 14, 2025, Katherine Ngai-Pesic, a director and member of a 10% owner group of Silvaco Group, Inc., sold 25,000 shares of common stock.
• The sale was executed under a 10b5-1 trading plan established on December 12, 2024.
• The shares were sold at a weighted average price of $5.0648, with individual transaction prices ranging from $4.96 to $5.17.
• Following the transaction, Ngai-Pesic beneficially owns 10,461,105 shares of Silvaco Group, Inc.
• The 10b5-1 plan allows for the potential sale of up to 180,000 additional shares if the stock price reaches certain levels between $9.98 and $19.98.

Sentiment

Score: 5

Explanation: The sentiment is neutral as the filing simply reports a pre-planned stock sale under a 10b5-1 plan. There is no indication of positive or negative sentiment towards the company's prospects.

Risks

• The potential sale of up to 180,000 additional shares under the 10b5-1 plan could exert downward pressure on the stock price if the price targets are met.

Future Outlook

The reporting person may sell up to 180,000 additional shares under the 10b5-1 plan if the stock price reaches certain levels between $9.98 and $19.98.

Industry Context

Insider sales are a common occurrence, and the use of 10b5-1 plans allows insiders to sell shares in a pre-planned manner to avoid accusations of trading on non-public information. The market will often scrutinize these sales for any potential signals about the company's future prospects.

Comparison to Industry Standards

• Comparing Silvaco Group to similar companies in the semiconductor or technology sector, insider trading activity is a common occurrence.
• Companies like Cadence Design Systems or Synopsys often see similar filings from their executives and directors.
• The size of the transaction (25,000 shares) is relatively small compared to the overall outstanding shares, suggesting it may not have a significant impact on the stock price.

Stakeholder Impact

• The sale could have a minor negative impact on shareholder sentiment, although the pre-planned nature of the sale mitigates this concern.
• The impact on employees, customers, suppliers, and creditors is likely to be negligible.

Key Dates