SCHEDULE: Altium Capital Discloses 3.48% Stake in Sharps Tech

Altium Capital Management and related entities have disclosed a 3.48% beneficial ownership stake in Sharps Technology Inc. common stock, primarily through Series A Warrants.

Summary

• Altium Capital Management LLC, Altium Healthcare Long Short Onshore Fund LP, and Altium Healthcare Long Short GP LLC jointly reported beneficial ownership of 35,659 shares of Sharps Technology Inc. common stock.
• This ownership represents 3.48% of the outstanding common stock of Sharps Technology Inc.
• The reported shares are issuable upon the full conversion and exercise of Series A Warrants purchased by Altium Healthcare Long Short Onshore Fund LP.
• A 'Warrant Blocker' prevents the reporting persons from exercising these warrants if it would result in beneficial ownership exceeding 9.99% of the outstanding common stock.
• The percentage of class is based on 1,023,214 shares of common stock outstanding as of July 17, 2025, as reported in Sharps Technology Inc.'s Form DEFR14A filed on August 5, 2025.
• The beneficial ownership is not for the purpose of changing or influencing the control of Sharps Technology Inc.

Sentiment

Score: 5

Explanation: The filing is a factual disclosure of beneficial ownership and does not contain information that would inherently indicate positive or negative sentiment regarding the company's performance or outlook.

Positives

• NA

Negatives

• NA

Risks

• The reporting persons are subject to a 'Warrant Blocker' which prevents them from exercising Series A Warrants to the extent that beneficial ownership would exceed 9.99% of the outstanding shares of common stock, limiting their potential for increased stake via these warrants.

Future Outlook

NA

Industry Context

This filing is a standard disclosure of beneficial ownership by an investment firm, Altium Capital Management, in a publicly traded company, Sharps Technology Inc. Such disclosures provide transparency regarding significant shareholder positions and are a routine part of market surveillance.

Stakeholder Impact

• Shareholders gain transparency regarding a significant, albeit non-controlling, ownership stake by an investment firm, which can influence market perception and liquidity.

Key Dates

Keywords

Sharps Technology Inc., Altium Capital Management, Schedule 13G, Beneficial Ownership, Common Stock, Warrants, Investment Adviser, SEC Filing