Form 4: SES AI CTO's Stock Transaction for Tax Obligations

SES AI Corp's Chief Technology Officer, Kang Xu, had 39,238 shares withheld to cover tax obligations related to restricted stock unit vesting.

Summary

• Kang Xu, Chief Technology Officer of SES AI Corp, reported a transaction on September 3, 2025.
• 39,238 shares of Class A Common Stock were withheld to cover tax obligations arising from the vesting of restricted stock units (RSUs).
• The shares were valued at $1.09 for tax purposes and were not sold by Mr. Xu.
• Following this transaction, Mr. Xu beneficially owns 655,052 shares of Class A Common Stock.
• This beneficial ownership includes 470,609 shares underlying RSUs, which remain subject to forfeiture until they vest.

Sentiment

Score: 5

Explanation: The transaction is a routine administrative event related to executive compensation and tax obligations, not indicative of positive or negative company performance or discretionary insider trading.

Stakeholder Impact

• Minimal direct impact on shareholders as it's a routine tax withholding event for executive compensation.

Key Dates

Recommendation

This Form 4 filing details a routine administrative transaction where shares were withheld to cover tax obligations related to restricted stock unit vesting for a company executive. It does not reflect a discretionary sale by the insider or provide new information about the company's operational or financial performance. Therefore, it does not warrant a change in investment recommendation based solely on this filing.

Keywords

SES AI Corp, SES, Form 4, Insider Transaction, Restricted Stock Units, RSU Vesting, Tax Withholding, Executive Compensation, Kang Xu, Chief Technology Officer