Form 4: SES AI CTO Kang Xu Receives RSU Grant

SES AI Corporation Chief Technology Officer Kang Xu was granted 221,239 restricted stock units as part of the company's 2021 Incentive Award Plan.

Summary

• Kang Xu, Chief Technology Officer of SES AI Corporation, received a grant of 221,239 restricted stock units (RSUs) on May 18, 2026.
• The RSUs represent the right to receive an equal number of shares of Class A Common Stock.
• Vesting occurs in three equal annual installments starting on the first anniversary of the grant date, contingent upon continued service.
• Following this transaction, the reporting person's total beneficial ownership of Class A Common Stock is 801,635 shares.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this as a routine administrative filing regarding executive compensation that does not signal a change in company strategy or financial health.

Positives

• Alignment of executive interests with long-term shareholder value through equity-based compensation.
• Retention of key technical leadership via a multi-year vesting schedule.

Negatives

• Potential for future shareholder dilution upon the vesting and issuance of the underlying Class A Common Stock.

Risks

• Vesting is subject to continued employment, creating potential turnover risk if the executive departs before the three-year period concludes.

Future Outlook

The RSUs will vest in three equal installments on May 18, 2027, 2028, and 2029, subject to the reporting person's continued service to the company.

Industry Context

StockSavvy.ai notes that equity grants to C-suite executives in the battery technology sector are standard practice for talent retention in a highly competitive R&D-intensive industry.

Comparison to Industry Standards

• The use of a three-year vesting schedule is consistent with standard corporate governance practices for technology companies.
• Equity-based compensation remains the primary mechanism for aligning executive incentives with long-term performance in the EV battery supply chain.

Corporate Governance

Stakeholder Impact

• Shareholders may experience minor dilution upon the eventual settlement of these RSUs.

Next Steps

• Vesting of the first installment of RSUs on May 18, 2027.

Key Dates

Keywords

SES AI, Insider Trading, Form 4, Equity Compensation, Kang Xu, Restricted Stock Units