Form 4: Sera Prognostics Chief Data Officer Sells Shares to Cover Tax Obligations

Paul Kearney, Chief Data Officer of Sera Prognostics, sold 7,089 shares of Class A Common Stock to cover tax withholding obligations related to vesting restricted stock units.

Summary

• On May 8, 2025, Paul Kearney, the Chief Data Officer of Sera Prognostics, sold 7,089 shares of Class A Common Stock.
• The sale was executed to cover tax withholding obligations associated with the vesting of restricted stock units (RSUs).
• The shares were sold at a weighted average price of $2.44, with individual transactions ranging from $2.10 to $2.78.
• Following the transaction, Kearney still beneficially owns 196,711 shares of Sera Prognostics.
• The sale was mandated by the issuer's 'sell to cover' policy and was not a discretionary transaction by the reporting person.

Sentiment

Score: 5

Explanation: The document describes a routine transaction (sell to cover taxes) and doesn't contain information that would significantly impact investor sentiment positively or negatively.

Industry Context

This is a routine Form 4 filing, indicating a transaction by a company insider. Such filings are common and provide transparency into the trading activities of company executives and directors. The sale appears to be related to tax obligations, which is a typical reason for such transactions.

Key Dates

Keywords

SERA, Sera Prognostics, Form 4, Insider Trading, Paul Kearney, Chief Data Officer, Stock Sale, Tax Withholding, Restricted Stock Units