Form 4: SEI Investments Director Trades Common Stock
Statement of Changes in Beneficial Ownership
Director Kathryn McCarthy of SEI Investments Co. reported transactions involving the acquisition and disposition of company common stock.
Summary
- Director Kathryn McCarthy acquired 5,000 shares of SEI Investments Co. common stock on May 4, 2026, at a price of $49.63 per share.
- Following this acquisition, McCarthy beneficially owns 82,883 shares directly.
- Additionally, McCarthy disposed of 10,000 shares of common stock on May 4, 2026, at an average price of $91.07 per share, with a range of $91.00 to $91.23.
- This disposition resulted in McCarthy beneficially owning 77,883 shares directly after the reported transactions.
- McCarthy also acquired stock options on May 4, 2026, for 5,000 shares at an exercise price of $49.63, with expiration dates in 2026 and 2029.
- These options were received as compensation for service on the Company's Board of Directors.
Sentiment
Score: 5
Explanation: StockSavvy.ai views this filing as neutral, as it represents routine insider transactions without significant strategic implications or immediate financial performance indicators.
Positives
- Acquisition of 5,000 shares of common stock at a price significantly lower than the sale price, indicating potential for future gains.
- Receipt of stock options as compensation for board service, aligning director incentives with company performance.
Negatives
- Disposition of 10,000 shares of common stock at a price significantly higher than the acquisition price, suggesting a profitable sale for the director.
Future Outlook
The filing does not contain forward-looking statements or guidance. It reports on past transactions.
Industry Context
StockSavvy.ai notes that Form 4 filings are standard disclosures for insider transactions, providing transparency into the buying and selling activities of company directors and officers. These transactions can offer insights into management's confidence in the company's future prospects.
Corporate Governance
| Change Type | Description | Effective Date | Impact Assessment |
|---|---|---|---|
| Power of Attorney | Kathryn McCarthy granted power of attorney to specific individuals to execute Forms 3, 4, and 5 on her behalf. | 2023-11-15 | Ensures timely and accurate filing of required ownership reports by designated representatives. |
Stakeholder Impact
- Shareholders: The transactions provide transparency into director trading activity, which can influence investor sentiment. The sale of shares at a profit may be viewed neutrally as a realization of gains, while the acquisition of shares at a lower price could be seen as a positive signal of confidence.
Key Dates
| Date | Description |
|---|---|
| 2017-12-31 | Expiration date for a portion of stock options. |
| 2019-12-31 | Expiration date for another portion of stock options. |
| 2023-11-15 | Date of execution for the Power of Attorney document. |
| 2026-05-04 | Transaction date for acquisition and disposition of common stock and acquisition of stock options. |
| 2026-12-13 | Expiration date for stock options. |
| 2026-05-05 | Date of signature for the Form 4 filing. |
Keywords
SEI Investments Co., SEIC, Form 4, Insider Trading, Stock Options, Director Transactions, Beneficial Ownership, Common Stock
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