Form 4: SEI Investments Director Acquires Restricted Stock Units
Insider Transaction Report
SEI Investments Company director Carl Guarino acquired 2,266 restricted stock units as compensation for board service, increasing his beneficial ownership to 18,308 shares.
Summary
- Carl Guarino, a director of SEI Investments Company (SEIC), acquired 2,266 shares of common stock.
- These shares were received as Restricted Stock Units (RSUs) as compensation for his service on the Company's Board of Directors.
- The transaction date for this acquisition is December 12, 2025, and it was made pursuant to a Rule 10b5-1 plan.
- Following this transaction, Mr. Guarino's beneficial ownership of SEIC common stock will be 18,308 shares.
- The Form 4 filing was signed by Diane Gallagher, attorney-in-fact for Carl Guarino, on December 16, 2025.
Sentiment
Score: 6
Explanation: Slightly positive as it indicates ongoing director engagement and alignment of interests, but it's a routine compensation event rather than a significant strategic development.
Positives
- Increased alignment of director's interests with shareholders through equity compensation.
- Routine compensation for board service, indicating ongoing director engagement.
Future Outlook
The filing does not provide specific forward-looking statements or guidance beyond the future vesting of the restricted stock units and the pre-planned nature of the transaction.
Industry Context
This is a routine insider transaction disclosure common across all publicly traded companies, reflecting standard director compensation practices in the financial services industry. The use of a Rule 10b5-1 plan for future transactions is also a common practice for insiders to avoid accusations of trading on material non-public information.
Corporate Governance
| Change Type | Description | Effective Date | Impact Assessment |
|---|---|---|---|
| Power of Attorney Grant | Carl Guarino granted a Power of Attorney on October 27, 2023, authorizing specific individuals, including Diane Gallagher, to execute and file Forms 3, 4, and 5 on his behalf. | 2023-10-27 | Streamlines compliance with Section 16(a) reporting requirements for the director and ensures timely filings. |
Related Party Transactions
- The acquisition of 2,266 Restricted Stock Units by Director Carl Guarino as compensation for board service constitutes a related party transaction.
Stakeholder Impact
- Shareholders: Minor potential dilution from equity compensation, but also increased alignment of director's interests with shareholder value.
- Employees: No direct impact mentioned.
Next Steps
- The acquired Restricted Stock Units are subject to vesting, implying future ownership changes upon meeting vesting conditions.
Key Dates
| Date | Description |
|---|---|
| 2023-10-27 | Date Carl Guarino executed the Power of Attorney authorizing individuals to file Section 16 reports on his behalf. |
| 2025-12-12 | Date of transaction where Carl Guarino acquired 2,266 Restricted Stock Units. |
| 2025-12-16 | Date the Form 4 was signed and filed with the SEC. |
Keywords
SEI Investments, SEIC, Form 4, Restricted Stock Units, RSU, Director Compensation, Insider Trading, Beneficial Ownership, Equity Compensation, Rule 10b5-1
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