Form 4: SEI Investments Director Acquires 2,266 Shares
Insider Transaction Report
SEI Investments Director Jonathan Brassington acquired 2,266 shares of common stock as compensation for board service, increasing his direct beneficial ownership to 6,207 shares.
Summary
- Jonathan Brassington, a Director of SEI Investments Company (SEIC), acquired 2,266 shares of common stock.
- The acquisition occurred on December 12, 2025, and was reported on December 16, 2025.
- These shares were received as Restricted Stock Units (RSUs) subject to vesting, granted as compensation for his service on the Company's Board of Directors.
- Following this transaction, Jonathan Brassington directly beneficially owns a total of 6,207 shares of SEI Investments Company common stock.
- The filing was made pursuant to a contract, instruction, or written plan for the purchase or sale of equity securities intended to satisfy Rule 10b5-1(c).
Sentiment
Score: 7
Explanation: The sentiment is positive as a director is increasing their ownership in the company, even if through compensation. This aligns management interests with shareholders and is a routine, expected event.
Positives
- Director Jonathan Brassington increased his direct beneficial ownership in SEI Investments Company by 2,266 shares, aligning his interests further with shareholders.
- The acquisition of shares as compensation for board service is a standard practice that incentivizes long-term commitment and performance.
Future Outlook
The filing primarily reports a past (or future-dated, but planned) insider transaction and does not contain forward-looking statements or guidance regarding the company's financial performance or strategic direction.
Management Comments
- The attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934.
Industry Context
This Form 4 filing is a routine disclosure of an insider transaction, common across all publicly traded companies, and does not provide specific insights into broader industry trends or competitive landscape for SEI Investments Company.
Corporate Governance
| Change Type | Description | Effective Date | Impact Assessment |
|---|---|---|---|
| Power of Attorney Grant | Jonathan Brassington granted a Power of Attorney to several individuals, including Diane Gallagher, to execute and file Forms 3, 4, and 5 on his behalf, ensuring compliance with Section 16(a) of the Securities Exchange Act of 1934. | 11/13/2023 | This streamlines the process for insider trading compliance filings for the director, ensuring timely and accurate reporting of beneficial ownership changes. |
Stakeholder Impact
- Shareholders may view the director's increased ownership positively, as it suggests continued alignment of interests between management and investors.
- The grant of Restricted Stock Units as compensation is a common practice to incentivize directors and retain talent.
Next Steps
- The Restricted Stock Units are subject to vesting, implying future conditions must be met for full ownership.
Key Dates
| Date | Description |
|---|---|
| 11/13/2023 | Date Jonathan Brassington executed the Power of Attorney authorizing designated individuals to file Section 16 reports on his behalf. |
| 12/12/2025 | Date of the transaction where Jonathan Brassington acquired 2,266 shares of common stock. |
| 12/16/2025 | Date the Form 4 was signed and filed by Diane Gallagher, attorney-in-fact for Jonathan Brassington. |
Keywords
SEI Investments, SEIC, Jonathan Brassington, Director, Insider Transaction, Form 4, Restricted Stock Units, RSU, Compensation, Beneficial Ownership
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