Form 4: SEI Investments CEO Ryan Hicke Reports Stock Transactions
SEC Form 4 Filing
CEO Ryan Hicke reports the acquisition and disposal of SEI Investments Co. common stock on May 14, 2025, according to a Form 4 filing.
Summary
- On May 14, 2025, Ryan Hicke, CEO of SEI Investments Co., engaged in transactions involving the company's common stock.
- Hicke acquired 24,000 shares at a price of $53.34.
- He also disposed of 21,000 shares at a weighted average price of $83.36, with prices ranging from $83.25 to $83.49.
- Following these transactions, Hicke directly owns 171,259.77 shares and indirectly owns 14,618.152 shares through a 401(k) plan.
- The transactions involved the exercise of options to purchase common stock at $53.34, which were received as employment compensation.
- Hicke has granted power of attorney to several individuals to execute and file Forms 3, 4, and 5 on his behalf.
Sentiment
Score: 5
Explanation: The document is a routine regulatory filing detailing stock transactions by the CEO. It doesn't inherently convey positive or negative sentiment, but rather provides factual information.
Industry Context
Form 4 filings are standard disclosures required by the SEC when corporate insiders, like the CEO, trade their company's stock. These filings provide transparency to the market regarding the actions of those with access to inside information.
Comparison to Industry Standards
- Executive stock transactions are common and closely monitored in the financial industry.
- Comparable companies such as BlackRock, State Street, and T. Rowe Price also have executives who regularly report stock transactions via Form 4 filings.
- The size and frequency of these transactions can vary widely based on individual compensation structures and investment strategies.
Stakeholder Impact
- The stock transactions by the CEO may be of interest to shareholders as they provide insight into the executive's perspective on the company's value.
- The transactions have no immediate impact on employees, customers, suppliers, or creditors.
Key Dates
| Date | Description |
|---|---|
| 2017-12-31 | Expiration date of options exercised on 05/14/2025 |
| 2018-12-31 | Expiration date of options exercised on 05/14/2025 |
| 2023-10-30 | Date of Power of Attorney execution |
| 2025-05-14 | Date of stock acquisition and disposal transactions |
| 2025-05-16 | Date of Form 4 signature |
| 2025-12-08 | Expiration date of options exercised on 05/14/2025 |
Keywords
Form 4, SEI Investments Co, Ryan Hicke, Stock Transactions, Beneficial Ownership, SEC Filing, SEIC, CEO
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