Form 4: SEI Investments CEO Ryan Hicke Exercises Options, Sells Shares

SEI Investments CEO Ryan Hicke executed a series of option exercises and subsequent stock sales on January 29, 2026, adjusting his direct beneficial ownership.

Summary

• Ryan Hicke, Chief Executive Officer and Director of SEI Investments Co (SEIC), engaged in multiple transactions on January 29, 2026, as part of a pre-planned contract or instruction (Rule 10b5-1(c)).
• Hicke exercised options to acquire a total of 80,000 shares of Common Stock. These acquisitions occurred at various prices: 12,500 shares at $71.12, 12,500 shares at $71.12, 17,500 shares at $48.47, 20,000 shares at $64.43, and 17,500 shares at $56.54.
• Concurrently, Hicke disposed of a total of 80,000 shares of Common Stock through sales. These sales were executed at weighted average prices: 17,009 shares at $86.75, 49,937 shares at $87.39, and 13,054 shares at $88.06.
• Following these transactions, Hicke's direct beneficial ownership of Common Stock is 197,163.77 shares. An additional 15,105.763 shares are held indirectly through a 401(k) Plan.
• The options exercised were received as employment compensation.
• After these transactions, Hicke retains beneficial ownership of 57,500 derivative securities (options to purchase Common Stock) with an exercise price of $56.54.

Sentiment

Score: 6

Explanation: StockSavvy.ai views this as a routine executive compensation event. The exercise of options and subsequent sale of shares is a common practice for liquidity and tax planning, rather than a strong signal of future company performance.

Positives

• The exercise of options indicates a realization of compensation previously granted, reflecting past performance incentives.
• The sale prices for the Common Stock ($86.75 $88.06) are significantly higher than the exercise prices ($48.47 $71.12), indicating a profitable transaction for the CEO.

Negatives

• The sale of 80,000 shares by the CEO could be interpreted by some investors as a reduction in direct exposure to the company's stock, although it is a common practice following option exercises for liquidity or tax purposes.

Future Outlook

NA

Industry Context

StockSavvy.ai notes that insider transactions, such as option exercises and subsequent sales, are a routine part of executive compensation and personal financial management across the financial services industry. While the sale of shares can sometimes raise questions, it often follows the exercise of options, as seen here, and does not necessarily signal a lack of confidence in the company's future.

Stakeholder Impact

• Shareholders: May observe a reduction in the CEO's direct shareholding, which could be interpreted differently depending on individual investment philosophies, though it's a common practice for executive compensation.

Key Dates

Recommendation

The filing details routine insider transactions involving option exercises and subsequent share sales by the CEO. These transactions are typical for executive compensation and liquidity management and do not provide a strong signal for either buying or selling the stock. Investors should consider broader company fundamentals and market conditions rather than these specific insider trades for investment decisions.

Keywords

SEI Investments, SEIC, Ryan Hicke, Insider Trading, Form 4, Stock Options, Share Sale, CEO, Executive Compensation, Equity Transactions, 10b5-1 Plan