4/A: SEI Investments CEO Amends 401(k) Share Holdings
Amendment to Insider Ownership Report
SEI Investments CEO Ryan Hicke filed an amended Form 4 to correct the reported number of common shares held indirectly through the company's 401(k) plan.
Summary
- Ryan Hicke, Chief Executive Officer and Director of SEI Investments Co (SEIC), filed an amendment to a previously submitted Form 4.
- The amendment corrects the number of common shares beneficially owned indirectly through the Issuer's 401(k) Plan.
- The corrected amount of common stock beneficially owned following the reported transaction is 15,167.785 shares.
- The original Form 4, filed on April 1, 2026, incorrectly stated the number of shares held in the 401(k) Plan.
- The transaction date for the reported holdings was March 31, 2026.
Sentiment
Score: 5
Explanation: StockSavvy.ai views this as a neutral event, representing a routine correction to an insider ownership report with no material impact on the company's operations or financial health.
Future Outlook
NA
Industry Context
StockSavvy.ai notes that Form 4/A filings are common for correcting minor errors in insider transaction reports and typically do not indicate significant operational or strategic shifts for the company or the broader financial services industry.
Key Dates
| Date | Description |
|---|---|
| 2023-10-30 | Power of Attorney signed by Ryan Hicke, authorizing individuals including Diane Gallagher to execute SEC filings on his behalf. |
| 2026-03-31 | Transaction date for the common stock holdings reported in the Form 4. |
| 2026-04-01 | Original Form 4 filing date and the date this amendment (Form 4/A) was filed. |
Recommendation
holdThis filing is a routine amendment to correct a clerical error in an insider's reported shareholdings and does not provide new information that would warrant a change in investment recommendation for SEI Investments Company.
Keywords
SEI Investments, SEIC, Ryan Hicke, Form 4/A, Insider Trading, Beneficial Ownership, 401(k), Common Stock, SEC Filing
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