Form 4: SEI Director McCarthy Acquires Shares as Compensation

SEI Investments Director Kathryn McCarthy acquired 2,266 shares of common stock as compensation, increasing her beneficial ownership to 77,907 shares, effective December 12, 2025.

Summary

• Director Kathryn McCarthy acquired 2,266 shares of SEI Investments Co. common stock.
• The transaction date for this acquisition is December 12, 2025.
• These shares were received as compensation for her service on the company's Board of Directors.
• The acquired shares are Restricted Stock Units (RSUs) subject to vesting.
• Following this transaction, McCarthy's direct beneficial ownership in SEIC common stock totals 77,907 shares.
• The transaction was made pursuant to a Rule 10b5-1(c) plan, indicating a pre-arranged stock transaction.

Sentiment

Score: 6

Explanation: The filing reports a routine insider transaction where a director received shares as compensation, which is a standard practice for aligning management and shareholder interests. No significant positive or negative operational news is conveyed, leading to a neutral to slightly positive sentiment.

Positives

• Director Kathryn McCarthy increased her direct beneficial ownership in SEI Investments Co. by 2,266 shares, aligning her interests with those of shareholders.
• The shares were received as compensation for Board service, a common practice that incentivizes directors through equity ownership.
• The transaction was pre-planned under a Rule 10b5-1(c) plan, demonstrating a structured and compliant approach to insider equity transactions.

Future Outlook

NA

Industry Context

This filing represents a routine insider transaction, common across publicly traded companies, where directors receive equity as part of their compensation package. It does not provide broader insights into industry trends or competitive landscape.

Corporate Governance

Related Party Transactions

• Director Kathryn McCarthy received 2,266 shares of common stock as compensation for her service on the Board of Directors, representing a transaction between a related party (director) and the company.

Stakeholder Impact

• Shareholders: The acquisition of shares by a director as compensation enhances the alignment of management's interests with shareholder value creation.
• Employees: No direct impact on employees is indicated by this filing.
• Customers/Suppliers/Creditors: No direct impact on these stakeholders is indicated by this filing.

Next Steps

• The Restricted Stock Units (RSUs) acquired are subject to vesting, implying future conditions must be met for full ownership.

Key Dates

Recommendation

This Form 4 reports a routine compensation-related stock acquisition by a director, which is a standard practice for aligning interests. It does not contain new operational or financial information that would warrant a change in investment thesis. Therefore, a 'hold' recommendation is appropriate as this filing alone does not provide a basis for a significant re-evaluation of the stock.

Keywords

SEIC, SEI Investments, Kathryn McCarthy, Director, Stock Acquisition, Form 4, Insider Transaction, Restricted Stock Units, RSU, Compensation, Corporate Governance, Rule 10b5-1