Form 4: Schwab Director Gifts Shares Under 10b5-1 Plan

Carolyn Schwab-Pomerantz, a director at Charles Schwab Corp., reported gifting 298 shares of common stock on November 10, 2025, under a pre-arranged Rule 10b5-1 plan.

Summary

• Carolyn Schwab-Pomerantz, a Director of Charles Schwab Corp. (SCHW), reported a transaction involving the disposition of shares.
• The transaction occurred on November 10, 2025, and involved 298 shares of Common Stock.
• The shares were disposed of as a gift (Transaction Code 'G') at a price of $0 per share.
• The transaction was made pursuant to a Rule 10b5-1(c) plan, indicating it was a pre-arranged disposition.
• Following this transaction, Carolyn Schwab-Pomerantz directly owns 9,624 shares of Common Stock.
• Indirect beneficial ownership includes 1,434,558.6599 shares held by a Trust, 2,798 shares by an LLC, and 440,914 shares by a Spouse as Trustee.

Sentiment

Score: 5

Explanation: The filing reports a routine insider gift of shares under a pre-arranged 10b5-1 plan, which is a neutral event for the company's operational performance or future prospects.

Future Outlook

NA

Industry Context

This is a routine insider transaction disclosure for a financial services company. It reflects a personal financial decision by a director and does not directly indicate broader industry trends or company performance.

Stakeholder Impact

• Shareholders: A minor reduction in direct insider ownership, but the shares were gifted, not sold for cash. The overall beneficial ownership by the insider remains substantial through various indirect holdings.

Key Dates

Keywords

Charles Schwab, SCHW, Form 4, Insider Transaction, Stock Gift, Director, Carolyn Schwab-Pomerantz, 10b5-1 Plan, Equity Disclosure