Form 4: S&W Seed Co CFO Vanessa Baughman Reports Tax Withholding Share Transaction
SEC Form 4 Filing
Vanessa Baughman, CFO of S&W Seed Co, reports the withholding of 2,580 shares to cover tax obligations related to vested RSUs.
Summary
- On October 1, 2024, Vanessa Baughman, the CFO of S&W Seed Co, reported a transaction involving the withholding of company stock to cover tax obligations.
- A total of 2,580 shares of common stock were withheld by the issuer at a price of $0.2145 per share.
- This withholding was related to the vesting of Restricted Stock Units (RSUs) granted on February 12, 2024.
- Following the transaction, Baughman directly owns 99,924 shares of S&W Seed Co.
- The transaction was reported on October 2, 2024.
Sentiment
Score: 5
Explanation: This is a neutral report of a routine transaction related to tax obligations on vested equity. It doesn't inherently indicate positive or negative sentiment.
Industry Context
Form 4 filings are a routine part of insider trading regulations, providing transparency into the transactions of company executives and directors. This filing indicates a standard tax withholding procedure related to vested equity compensation.
Key Dates
| Date | Description |
|---|---|
| February 12, 2024 | Date of RSU award grant |
| October 01, 2024 | Date of transaction (tax withholding) |
| October 02, 2024 | Date of report filing |
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