Form 4: S&W Seed Co CFO Reports Tax Withholding Stock Transaction
SEC Form 4 Filing
Vanessa Baughman, CFO of S&W Seed Co, reports the withholding of 161 shares of common stock for tax obligations related to vested RSUs.
Summary
- On January 1, 2025, Vanessa Baughman, CFO of S&W Seed Co, had 161 shares of common stock withheld by the issuer to cover tax obligations.
- These shares were related to RSUs that vested on the same date, stemming from an award granted on February 12, 2024.
- Following the reported transaction, Baughman beneficially owns 5,100 shares of S&W Seed Co stock.
- The reported holdings reflect a 1-for-19 reverse stock split that occurred on October 17, 2024.
Sentiment
Score: 5
Explanation: This is a routine regulatory filing related to tax obligations, so the sentiment is neutral.
Industry Context
Form 4 filings are a routine part of compliance for company insiders and provide transparency into their transactions in the company's stock.
Key Dates
| Date | Description |
|---|---|
| February 12, 2024 | Date of RSU award grant |
| October 17, 2024 | Date of 1-for-19 reverse stock split |
| January 1, 2025 | Date of RSU vesting and tax withholding |
| January 3, 2025 | Date of Form 4 filing |
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