Form 4: Runway Growth Finance Corp. CFO Thomas Raterman Reports Changes in Beneficial Ownership

Thomas Raterman, CFO of Runway Growth Finance Corp., reports changes in his beneficial ownership of company stock due to an in-kind transfer and distribution of securities.

Summary

• On March 28, 2025, Thomas Raterman, CFO of Runway Growth Finance Corp., reported changes in his beneficial ownership of the company's common stock.
• He acquired 18,437.603 shares through an in-kind transfer from Runway Growth Holdings LLC at a price of $10.75 per share, increasing his direct holdings to 45,878.603 shares.
• Runway Growth Holdings LLC distributed 61,985.916 shares to its employees.
• Raterman also indirectly owns 147,525.004 shares through Runway Growth Holdings LLC, but disclaims beneficial ownership of these securities.
• The reported transactions include shares acquired through the company's automatic dividend reinvestment plan (DRIP).

Sentiment

Score: 5

Explanation: This is a routine filing related to changes in beneficial ownership. It doesn't inherently indicate positive or negative sentiment, but rather reflects standard corporate governance procedures.

Management Comments

• Mr. Raterman disclaims any beneficial ownership of these securities held by Runway Growth Holdings LLC.

Industry Context

Form 4 filings are standard practice for reporting changes in beneficial ownership by company insiders, providing transparency to investors.

Related Party Transactions

• The in-kind transfer of securities from Runway Growth Holdings LLC to Mr. Raterman constitutes a related party transaction.

Stakeholder Impact

• The distribution of securities by Runway Growth Holdings LLC to its employees may have a positive impact on employee morale.

Key Dates

Keywords

beneficial ownership, Form 4, RWAY, Runway Growth Finance Corp., Thomas Raterman, securities, stock, CFO, DRIP, dividend reinvestment plan