Form 4: Carlson Capital Reports Changes in Runway Growth Finance Stake
Statement of Changes in Beneficial Ownership
Carlson Capital, L.P. has filed a Form 4 detailing transactions in Runway Growth Finance Corp. (RWAY) common stock.
Summary
- Carlson Capital, L.P. and related entities have reported changes in their beneficial ownership of Runway Growth Finance Corp. common stock.
- The transactions occurred on April 9, 2026, with reported prices ranging from $6.59 to $6.64 per share.
- Various entities, including Double Black Diamond Offshore Ltd., Carlson Capital GP, L.P., Clint D. Carlson, Lewis Carlson, Owen Augustus Carlson 1997 A Trust, Julian Orlando Carlson 1997 A Trust, and The Carlson Foundation, are involved in these holdings.
- Carlson Capital, L.P. acts as the investment manager for Double Black Diamond Offshore Ltd.
- Clint D. Carlson holds significant positions within these entities, including President of Asgard Investment Corp. II, Carlson Capital, L.P., and The Carlson Foundation, and Chief Investment Officer of the investment manager for the Fund.
Sentiment
Score: 5
Explanation: StockSavvy.ai views this as a neutral filing, as it reports routine transactions and ownership changes without indicating significant positive or negative developments for the company.
Future Outlook
No specific future outlook or guidance is provided in this Form 4 filing, which primarily reports past transactions.
Management Comments
- The Reporting Persons undertake to provide to Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon full information regarding the number of shares sold at each separate price.
- Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.
Industry Context
StockSavvy.ai notes that Form 4 filings are standard disclosures for significant shareholders and insiders, providing transparency into stock ownership changes. This filing indicates activity by a significant investment manager and its associated individuals concerning Runway Growth Finance Corp.
Related Party Transactions
- The filing details transactions involving multiple related entities and individuals, including Carlson Capital, L.P., Double Black Diamond Offshore Ltd., Asgard Investment Corp. II, Clint D. Carlson, Lewis Carlson, Owen Augustus Carlson 1997 A Trust, Julian Orlando Carlson 1997 A Trust, and The Carlson Foundation.
Stakeholder Impact
- Shareholders gain insight into the trading activities of a significant investment manager and its affiliates, which can inform their investment decisions.
- Regulatory bodies receive updated information on beneficial ownership as required by law.
Key Dates
| Date | Description |
|---|---|
| 04/09/2026 | Earliest transaction date reported in the filing. |
| 04/13/2026 | Date of signatures for Carlson Capital, L.P. and Clint D. Carlson. |
Keywords
Form 4, SEC Filing, Beneficial Ownership, Runway Growth Finance Corp., RWAY, Carlson Capital, Insider Trading, Stock Transactions
Disclaimer:The information provided here is for general informational purposes only and does not constitute financial advice, recommendation, or endorsement of any kind. It may contain errors or omissions. You should not rely on this information to make financial decisions. Always seek the advice of a qualified financial professional before making any investment or financial decisions. Use of this information is at your own risk.