Form 4: Rubrik CRO Gifts Shares, Maintains Significant Holdings
Insider Transaction Report
Rubrik's Chief Revenue Officer, Brian K. McCarthy, reported a gift of 38,860 Class A Common Stock shares while maintaining substantial beneficial ownership.
Summary
- Brian K. McCarthy, Rubrik Inc.'s Chief Revenue Officer, reported a disposition of 38,860 shares of Class A Common Stock.
- The transaction, coded as a gift ('G'), occurred on September 29, 2025, with a reported price of $0 per share.
- Following this transaction, McCarthy beneficially owns 369,139 shares of Class A Common Stock.
- The reported beneficial ownership includes 367 shares purchased through Rubrik's employee stock purchase plan on September 20, 2025.
Sentiment
Score: 5
Explanation: The filing reports a standard insider transaction (a gift of shares) and an ESPP purchase, which are neutral events in terms of company performance or outlook. It does not inherently convey positive or negative sentiment about the company's operations or financial health.
Positives
- The Chief Revenue Officer's participation in the employee stock purchase plan, acquiring 367 shares, demonstrates continued personal investment in the company.
Negatives
- The disposition of 38,860 shares via gift reduces the direct beneficial ownership of a key executive, though this is a common practice for personal financial planning.
Future Outlook
This filing is a report of an insider transaction and does not contain any forward-looking statements or guidance regarding the company's future performance.
Industry Context
This Form 4 filing reports a routine insider transaction and does not provide information relevant to broader industry trends or competitive analysis.
Stakeholder Impact
- Shareholders: The transaction represents a minor reduction in direct insider ownership, which is a common occurrence for personal financial planning and generally has minimal impact on overall shareholder sentiment or company valuation.
Key Dates
| Date | Description |
|---|---|
| 09/20/2025 | Date of purchase of 367 shares through the Issuer's employee stock purchase plan. |
| 09/29/2025 | Date of the reported transaction where 38,860 shares of Class A Common Stock were disposed of via gift. |
| 10/01/2025 | Date the Form 4 was signed by the attorney-in-fact for the reporting person. |
Keywords
Rubrik, RBRK, Form 4, Insider Transaction, Stock Gift, Chief Revenue Officer, Brian K. McCarthy, Equity Ownership
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