4/A: Roth CH Acquisition V Co. Executive Roth Transfers Shares in Business Combination

Sentiment:

SEC Form 4/A Filing


Byron Roth, Co-CEO and Co-Chairman of Roth CH Acquisition V Co., transferred 82,492 common shares for no consideration as part of a business combination.

Summary

  • Byron Roth, who serves as Co-CEO and Co-Chairman of the Board at Roth CH Acquisition V Co., filed an amended Form 4.
  • The filing reports a transaction on December 6, 2024, where Roth disposed of 82,492 shares of common stock.
  • This disposal was a transfer for no consideration, related to a business combination.
  • Following the transaction, Roth's direct ownership of common stock is 398,803 shares.

Sentiment

Score: 5

Explanation: The document is a routine regulatory filing detailing a share transfer, which is neither positive nor negative in itself.

Industry Context

This filing is a routine disclosure of a transaction by a company executive, which is common in the context of business combinations and corporate restructuring.

Comparison to Industry Standards

  • Form 4 filings are standard practice for reporting changes in beneficial ownership by company insiders, as mandated by the SEC.
  • The transfer of shares for no consideration in a business combination is a common occurrence during mergers, acquisitions, or other corporate restructuring events.
  • The reporting of the transaction is consistent with SEC regulations and industry standards for transparency.

Stakeholder Impact

  • The share transfer has a minimal direct impact on shareholders, as it is a transfer for no consideration related to a business combination.

Key Dates

DateDescription
12/06/2024Date of the share transfer transaction.
12/11/2024Original filing date of the Form 4.
12/12/2024Date of signature on the amended Form 4.

Keywords

Form 4, Beneficial Ownership, Roth CH Acquisition V Co., Byron Roth, Share Transfer, Business Combination, Executive Transaction

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