4/A: Roth CH Acquisition V Co. Executive Roth Transfers Shares in Business Combination
SEC Form 4/A Filing
Byron Roth, Co-CEO and Co-Chairman of Roth CH Acquisition V Co., transferred 82,492 common shares for no consideration as part of a business combination.
Summary
- Byron Roth, who serves as Co-CEO and Co-Chairman of the Board at Roth CH Acquisition V Co., filed an amended Form 4.
- The filing reports a transaction on December 6, 2024, where Roth disposed of 82,492 shares of common stock.
- This disposal was a transfer for no consideration, related to a business combination.
- Following the transaction, Roth's direct ownership of common stock is 398,803 shares.
Sentiment
Score: 5
Explanation: The document is a routine regulatory filing detailing a share transfer, which is neither positive nor negative in itself.
Industry Context
This filing is a routine disclosure of a transaction by a company executive, which is common in the context of business combinations and corporate restructuring.
Comparison to Industry Standards
- Form 4 filings are standard practice for reporting changes in beneficial ownership by company insiders, as mandated by the SEC.
- The transfer of shares for no consideration in a business combination is a common occurrence during mergers, acquisitions, or other corporate restructuring events.
- The reporting of the transaction is consistent with SEC regulations and industry standards for transparency.
Stakeholder Impact
- The share transfer has a minimal direct impact on shareholders, as it is a transfer for no consideration related to a business combination.
Key Dates
| Date | Description |
|---|---|
| 12/06/2024 | Date of the share transfer transaction. |
| 12/11/2024 | Original filing date of the Form 4. |
| 12/12/2024 | Date of signature on the amended Form 4. |
Keywords
Form 4, Beneficial Ownership, Roth CH Acquisition V Co., Byron Roth, Share Transfer, Business Combination, Executive Transaction
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