4/A: Roth CH Acquisition V Co. Executive Gordon Roth Disposes of Shares in Business Combination
SEC Form 4/A Filing
Gordon Roth, Chief Financial Officer of Roth CH Acquisition V Co., disposed of 16,960 common shares as part of a business combination, leaving him with 81,991 shares.
Summary
- Gordon Roth, the Chief Financial Officer of Roth CH Acquisition V Co., has reported a change in his beneficial ownership of the company's stock.
- On December 6, 2024, Mr. Roth disposed of 16,960 common shares.
- This transaction was part of a business combination and the shares were transferred for no consideration.
- Following this transaction, Mr. Roth beneficially owns 81,991 common shares of Roth CH Acquisition V Co.
Sentiment
Score: 5
Explanation: The document is a neutral report of a transaction, with no inherent positive or negative sentiment.
Industry Context
This filing is a routine disclosure of changes in beneficial ownership by a company executive, which is common in the context of business combinations and corporate restructuring.
Comparison to Industry Standards
- Form 4 filings are standard practice for reporting changes in beneficial ownership by company insiders in the US.
- The disposal of shares for no consideration in a business combination is a common occurrence during mergers and acquisitions.
- Similar filings can be seen across all publicly traded companies in the US, such as those by executives at companies like Apple, Microsoft, and Tesla.
Stakeholder Impact
- The transaction has a minimal impact on shareholders as it is a transfer of shares for no consideration as part of a business combination.
Key Dates
| Date | Description |
|---|---|
| 12/06/2024 | Date of the share disposal transaction. |
| 12/11/2024 | Original filing date of the form (amended). |
| 12/12/2024 | Date of signature on the amended form. |
Keywords
beneficial ownership, common stock, business combination, share disposal, Roth CH Acquisition V Co., Gordon Roth, ROCL
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