SCHEDULE: Meteora Capital Discloses 9.72% Stake in Roman DBDR II
Beneficial Ownership Disclosure
Meteora Capital, LLC and Vik Mittal reported a 9.72% beneficial ownership stake in Roman DBDR Acquisition Corp. II's Class A common stock as of September 30, 2025.
Summary
- Meteora Capital, LLC and Vik Mittal, as Reporting Persons, beneficially own 2,235,488 shares of Roman DBDR Acquisition Corp. II's Class A common stock.
- This ownership represents 9.72% of the Class A common stock outstanding.
- The shares are held by certain funds and managed accounts for which Meteora Capital serves as investment manager.
- Meteora Capital, LLC is a Delaware limited liability company, and Vik Mittal is a United States citizen.
- The Reporting Persons have shared voting power and shared dispositive power over all 2,235,488 shares.
- The securities were acquired and are held in the ordinary course of business, not for the purpose of changing or influencing control of the issuer.
Sentiment
Score: 5
Explanation: The filing is a factual disclosure of beneficial ownership and does not inherently convey positive or negative sentiment regarding the issuer's performance or outlook.
Positives
- A significant stake (9.72%) held by an institutional investment adviser like Meteora Capital may signal confidence in the issuer's prospects or strategy.
Risks
- No specific risks related to the issuer's operations or financial health are disclosed in this beneficial ownership statement.
Future Outlook
This filing is a disclosure of beneficial ownership and does not contain any forward-looking statements or guidance regarding the issuer's future performance or strategy.
Management Comments
- The securities were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities.
Industry Context
Schedule 13G filings are routine disclosures by institutional investors who acquire more than 5% of a company's voting securities, indicating a passive investment rather than an intent to influence control. This filing reflects a standard reporting requirement for investment advisers like Meteora Capital.
Stakeholder Impact
- Shareholders are informed of a significant institutional investor holding a substantial stake in the company, which can influence market perception and trading activity.
Key Dates
| Date | Description |
|---|---|
| 09/30/2025 | Date of event which required the filing of this statement |
| 11/14/2025 | Date of signature for the Schedule 13G filing |
Keywords
Meteora Capital, Roman DBDR Acquisition Corp. II, Schedule 13G, beneficial ownership, Class A common stock, investment adviser, Vik Mittal, equity stake, SEC filing
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