Form 4: Roivant Sciences CFO Richard Pulik Reports Tax-Related Stock Disposal
SEC Form 4 Filing
Richard Pulik, CFO of Roivant Sciences, reports the disposal of 1,653 common shares to cover tax obligations related to vested RSUs.
Summary
- On March 28, 2025, Richard Pulik, the CFO of Roivant Sciences Ltd., disposed of 1,653 common shares.
- The disposal was executed to cover tax withholding obligations related to the vesting and settlement of previously granted Restricted Stock Units (RSUs).
- The transaction was a 'net settlement' by Roivant Sciences at a price of $10.38 per share.
- Following the transaction, Pulik directly owns 265,888 common shares.
Sentiment
Score: 5
Explanation: The document reflects a routine transaction related to tax obligations, which is neither particularly positive nor negative.
Industry Context
Form 4 filings are standard practice for reporting changes in beneficial ownership by company insiders, such as officers and directors. This filing indicates a routine transaction related to tax obligations on vested equity.
Key Dates
| Date | Description |
|---|---|
| 03/28/2025 | Date of transaction: Disposal of 1,653 common shares. |
| 04/01/2025 | Date of signature on the Form 4 filing. |
Keywords
Roivant Sciences, Richard Pulik, CFO, Form 4, Securities Exchange Act, Beneficial Ownership, RSUs, Tax Withholding, Common Shares, ROIV
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