Form 4: Roivant Sciences CFO Richard Pulik Reports Share Disposal for Tax Obligations
SEC Form 4 Filing
Richard Pulik, CFO of Roivant Sciences, disposed of 2,340 common shares to cover tax obligations related to vested RSUs.
Summary
- On September 28, 2024, Richard Pulik, the CFO of Roivant Sciences Ltd., disposed of 2,340 common shares.
- The transaction was executed to cover tax withholding obligations related to the vesting and settlement of previously granted Restricted Stock Units (RSUs).
- The shares were disposed of at a price of $11.48 per share.
- Following the transaction, Pulik directly owns 281,283 common shares of Roivant Sciences Ltd.
Sentiment
Score: 5
Explanation: The document is a routine regulatory filing detailing a share disposal for tax purposes, which is neither particularly positive nor negative.
Industry Context
Form 4 filings are standard practice for reporting changes in beneficial ownership by company insiders, providing transparency to investors.
Stakeholder Impact
- The transaction may have a minor impact on shareholders due to the small number of shares disposed of by the CFO.
Key Dates
| Date | Description |
|---|---|
| 09/28/2024 | Date of the share disposal transaction. |
| 10/01/2024 | Date of signature by Attorney-in-Fact. |
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