SCHEDULE: Raymond James Discloses 6.4% Stake in Rocky Brands
Beneficial Ownership Disclosure
Raymond James & Associates has reported a 6.4% beneficial ownership stake in Rocky Brands, Inc. common stock as of December 31, 2025.
Summary
- Raymond James & Associates, an investment adviser, filed an Amendment No. 4 to Schedule 13G regarding its ownership in Rocky Brands, Inc.
- As of December 31, 2025, Raymond James & Associates beneficially owns 480,567 shares of Rocky Brands, Inc. common stock.
- This ownership represents 6.4% of the total class of securities.
- Raymond James & Associates holds sole dispositive power over all 480,567 shares, but no voting power (sole or shared).
- The securities were acquired and are held in the ordinary course of business, not for the purpose of changing or influencing control of the issuer.
Sentiment
Score: 6
Explanation: Neutral to slightly positive. The filing is a routine disclosure of a significant institutional stake, which can be seen as a vote of confidence, but provides no new operational or financial information about the issuer.
Positives
- A significant institutional investor, Raymond James & Associates, holds a 6.4% stake, indicating potential confidence in Rocky Brands.
- The filing explicitly states the shares are held in the ordinary course of business and not for influencing control, suggesting a passive investment.
Future Outlook
No future outlook or guidance for Rocky Brands is provided in this filing, as it pertains solely to an investor's ownership disclosure.
Industry Context
This filing indicates continued institutional interest in publicly traded companies like Rocky Brands, which is common for investment advisers managing client assets. It reflects a routine disclosure of a significant passive stake by a financial institution.
Comparison to Industry Standards
- This filing is a standard disclosure of a significant ownership stake by an investment adviser, consistent with regulatory requirements for reporting beneficial ownership exceeding 5%.
Stakeholder Impact
- Shareholders: Increased transparency regarding institutional ownership in Rocky Brands.
- Investors: Provides insight into institutional holdings, potentially influencing investment decisions by signaling a significant passive stake from a reputable investment adviser.
Key Dates
| Date | Description |
|---|---|
| 12/31/2025 | Date of event requiring the filing of this statement, reflecting the beneficial ownership. |
| 01/07/2026 | Date the Schedule 13G Amendment No. 4 was signed by Raymond James & Associates. |
Keywords
Rocky Brands, Raymond James & Associates, Schedule 13G, Common Stock, Institutional Ownership, Investment Adviser, Beneficial Ownership, SEC Filing
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