Form 4: Rockwell Automation VP Sells 800 Shares
Insider Transaction Report
Rockwell Automation's Vice President and Controller, Terry L. Riesterer, reported the sale of 800 shares of common stock at $392 per share, executed under a pre-arranged 10b5-1 plan.
Summary
- Terry L. Riesterer, Vice President and Controller of Rockwell Automation, Inc. (ROK), reported a transaction involving the company's common stock.
- On January 2, 2026, Riesterer disposed of 800 shares of common stock at a price of $392 per share.
- This sale was conducted pursuant to a Rule 10b5-1 plan, which was entered into on May 30, 2025.
- Following the reported transaction, Riesterer directly beneficially owns 1,234 shares of common stock.
- Additionally, Riesterer indirectly beneficially owns 628.1656 shares through the Company Savings Plan, with this balance updated as of September 30, 2025.
Sentiment
Score: 5
Explanation: The filing reports a routine, pre-scheduled insider stock sale under a 10b5-1 plan, which is generally considered a neutral event for company sentiment as it's often for personal financial planning rather than a reflection of current company outlook.
Future Outlook
N/A
Industry Context
This filing is a routine disclosure of an insider stock transaction and does not provide information related to broader industry trends or competitive landscape.
Stakeholder Impact
- Shareholders: A routine insider sale under a 10b5-1 plan typically has minimal direct impact on shareholders, as it's a pre-planned personal financial event rather than a signal of management's immediate view on the company's prospects.
Key Dates
| Date | Description |
|---|---|
| 05/30/2025 | Date when the Rule 10b5-1 plan for the sale of shares was entered into. |
| 09/30/2025 | Date as of which information regarding shares held in the Company Savings Plan was furnished by the Plan Administrator. |
| 01/02/2026 | Date of the reported transaction (sale of common stock). |
| 01/05/2026 | Date the Form 4 was signed by the attorney-in-fact for Terry L. Riesterer. |
Keywords
ROK, Rockwell Automation, insider trading, Form 4, stock sale, executive compensation, 10b5-1 plan
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