Form 4: Rockwell Automation SVP Sells Shares After RSU Vesting

Rockwell Automation's SVP of Intelligent Devices, Tessa M. Myers, sold common stock to cover taxes following the vesting of restricted stock units, as per a pre-arranged 10b5-1 plan.

Summary

• Tessa M. Myers, SVP, Intelligent Devices at Rockwell Automation, reported transactions involving common stock and restricted stock units (RSUs).
• On December 4, 2025, 787 RSUs vested and converted into common stock.
• On December 5, 2025, an additional 740 RSUs vested and converted into common stock.
• Following these conversions, Myers sold a total of 371 shares of common stock.
• The sales included 336 shares at a weighted average price of $402.8869 and 35 shares at $403.325.
• These sales were executed under a Rule 10b5-1 plan established on November 29, 2024, specifically to cover tax obligations arising from the RSU vesting.
• After these transactions, Myers directly owns 5,219 shares of common stock and indirectly owns 8.464 shares via a Company Savings Plan.
• Myers also holds 788 and 1,482 derivative Restricted Stock Units, and 27.08 Common Stock Share Equivalents indirectly through a nonqualified savings plan.

Sentiment

Score: 6

Explanation: The filing reports the vesting of restricted stock units, which is a positive compensation event for the executive, followed by a pre-planned sale of shares to cover tax obligations. This is a routine insider transaction and does not indicate any negative sentiment towards the company's future prospects.

Positives

• Vesting of 787 Restricted Stock Units on December 4, 2025, and 740 Restricted Stock Units on December 5, 2025, indicates compensation realization for the executive.
• The transactions were executed under a Rule 10b5-1 plan, demonstrating pre-planned and compliant insider trading.

Negatives

• A total of 371 shares of common stock were sold, reducing the direct beneficial ownership of the reporting person.

Future Outlook

Restricted Stock Units vest in three substantially equal annual installments, with future vesting dates implied by the 'Date Exercisable' and 'Expiration Date' fields. Common Stock Share Equivalents are payable in cash upon retirement or after termination of employment.

Industry Context

This Form 4 filing is a routine disclosure of an insider transaction and does not provide information relevant to broader industry trends or competitors.

Stakeholder Impact

• Shareholders: Minimal impact, as this is a routine, pre-planned insider transaction for tax purposes and does not signal a change in company fundamentals or management's confidence.

Next Steps

• Future installments of Restricted Stock Units will vest according to their respective schedules.

Key Dates

Recommendation

This Form 4 details a routine insider transaction where an executive sold shares to cover tax liabilities arising from vested restricted stock units, executed under a pre-arranged 10b5-1 plan. Such transactions are common and generally do not reflect a change in the executive's outlook on the company's fundamentals or future performance. Therefore, it provides no new information that would warrant a change in investment recommendation.

Keywords

ROK, Rockwell Automation, insider trading, Form 4, stock sale, RSU, restricted stock units, 10b5-1 plan, executive compensation